Sabol Colin R 的 Form 4 申報
Xylem Inc.（XYL），2021/7/20 申報
- 申報編號
- 0001209191-21-047358
- 申報時間
- 2021/7/20
- 交易日
- 2021/7/19
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $65.6 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sabol Colin RCIK 0001531414 | 高階主管（資深副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/19 | Common Stock | M行使選擇權取得 | +1,900 | $48.33 | +$91,827 | 30,975 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −1,900 | $116.92F2 | −$222,148 | 29,075 | 直接 | |
| 2021/7/19 | Common Stock | M行使選擇權取得 | +1,900 | $48.33 | +$91,827 | 30,975 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −1,900 | $117.90F3 | −$224,010 | 29,075 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −1,590 | $116.91F4 | −$185,886.9 | 27,485 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −205 | $117.90F3 | −$24,169.5 | 27,280 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/19 | Common | M行使選擇權處分 | −1,900 | $0.00 | $0 | 13,306 | 直接 | |
| 2021/7/19 | Common | M行使選擇權處分 | −1,900 | $0.00 | $0 | 11,406 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 1,600 Shares were executed at a range of prices from $116.31 to $117.27. 300 Shares were executed at a range of prices from $117.33 to $117.79. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
表 I 有 2 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 1,390 Shares were executed at a range of prices from $116.28 to $117.25. 200 Shares were executed at a range of prices from $117.34 to $117.79. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
表 I 有 1 筆交易的價格引用這則附註。