Siebel Thomas M 的 Form 4 申報
C3.ai, Inc.（AI），2021/7/15 申報
- 申報編號
- 0001209191-21-046833
- 申報時間
- 2021/7/15
- 交易日
- 2021/7/13-7/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $3,580 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siebel Thomas MCIK 0001031530 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/13 | Class A Common Stock | S賣出處分 | −132,086 | $55.35F2 | −$7,310,960.1 | 6,426,477 | 間接 | |
| 2021/7/13 | Class A Common Stock | S賣出處分 | −104,017 | $56.50F4 | −$5,876,960.5 | 6,322,460 | 間接 | |
| 2021/7/13 | Class A Common Stock | S賣出處分 | −3,350 | $57.00F5 | −$190,950 | 6,319,110 | 間接 | |
| 2021/7/14 | Class A Common Stock | S賣出處分 | −243,626 | $51.73F6 | −$12,602,772.98 | 6,075,484 | 間接 | |
| 2021/7/14 | Class A Common Stock | S賣出處分 | −101,521 | $52.70F7 | −$5,350,156.7 | 5,973,963 | 間接 | |
| 2021/7/14 | Class A Common Stock | S賣出處分 | −62,176 | $53.83F8 | −$3,346,934.08 | 5,911,787 | 間接 | |
| 2021/7/14 | Class A Common Stock | S賣出處分 | −16,815 | $54.65F9 | −$918,939.75 | 5,894,972 | 間接 | |
| 2021/7/14 | Class A Common Stock | S賣出處分 | −3,700 | $55.57F10 | −$205,609 | 5,891,272 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。