Thompson John Wendell 的 Form 4 申報
Rubrik, Inc.（RBRK），2026/9/3 申報
- 申報編號
- 0001207433-26-000020
- 申報時間
- 2026/9/3 20:22 ET
- 交易日
- 2026/9/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $120.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Thompson John WendellCIK 0001207433 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/1 | Class A Common Stock | S賣出處分 | −1,600 | $88.58F2 | −$141,728 | 8,400 | 間接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −600 | $89.18F4 | −$53,508 | 7,800 | 間接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −100 | $90.30 | −$9,030 | 7,700 | 間接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −200 | $91.66F5 | −$18,332 | 7,500 | 間接 | |
| 2026/9/1 | Class A Common Stock | C轉換取得 | +11,000 | $0.00 | $0 | 19,362 | 直接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −4,600 | $88.34F6 | −$406,364 | 14,762 | 直接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −4,700 | $89.02F7 | −$418,394 | 10,062 | 直接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −600 | $90.24F8 | −$54,144 | 9,462 | 直接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −900 | $91.08F9 | −$81,972 | 8,562 | 直接 | |
| 2026/9/1 | Class A Common Stock | S賣出處分 | −200 | $92.37F10 | −$18,474 | 8,362 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.97 to $88.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.97 to $89.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $91.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.72 to $88.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.72 to $89.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.81 to $90.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.35 to $92.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
表 II 有 2 筆交易的價格引用這則附註。