Stahl Murray 的 Form 4/A 修正申報
修正Texas Pacific Land Corp（TPL），2023/7/28 申報
- 申報編號
- 0001207097-23-000202
- 申報時間
- 2023/7/28 08:32 ET
- 交易日
- 2023/7/26
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2023/7/27
這份申報列了 5 筆非衍生性交易。公開市場買進合計 $1.36 萬。交易後 2 天申報。
這份申報後來被修正申報 0001207097-23-000207（2023/7/31）取代，網站的交易表改用修正後的版本。
這份修正申報取代了 0001207097-23-000201（2023/7/27 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stahl MurrayCIK 0001207097 | 董事 |
| Horizon Kinetics Asset Management LLCCIK 0001056823 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/26 | Common Stock | P買進取得 | +1 | $1,513.78 | +$1,513.78 | 43,309 | 間接 | |
| 2023/7/26 | Common Stock | P買進取得 | +2 | $1,511.00 | +$3,022 | 43,312 | 間接 | |
| 2023/7/26 | Common Stock | P買進取得 | +1 | $1,511.00 | +$1,511 | 1,712 | 間接 | |
| 2023/7/26 | Common Stock | P買進取得 | +2 | $1,511.00 | +$3,022 | 1,593 | 間接 | |
| 2023/7/26 | Common Stock | P買進取得 | +3 | $1,511.00 | +$4,533 | 2,142 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.
- F2
Purchased pursuant to a Rule 10b5-1 plan adopted on March 15, 2023.
- F3
Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer.
- F4
This corrects a previous filing which incorrectly listed the aggregate ownership as 433,309 instead of 43,309.
- F5
The amount reported as held excludes approximately 1,206,558 shares as noted in Horizon's Schedule 13D filed on January 26, 2023, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts.
- F6
The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership except to the extent of his pecuniary interest, if any.