Swann Christopher 的 Form 4 申報
Pennsylvania Real Estate Investment Trust（PRETQ），2022/9/19 申報
- 申報編號
- 0001193805-22-001280
- 申報時間
- 2022/9/19
- 交易日
- 2022/9/14-9/16
- 申報延遲
- 5 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易。公開市場買進合計 $147.3 萬。公開市場賣出合計 $176.4 萬。交易後 5 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Swann ChristopherCIK 0001942640 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/14 | Shares of Beneficial Interest, par value $1.00 per share | S賣出處分 | −66 | $3.74 | −$246.84 | 0 | 直接 | |
| 2022/9/14 | Shares of Beneficial Interest, par value $1.00 per share | S賣出處分 | −12,666 | $3.74 | −$47,370.84 | 0 | 間接 | |
| 2022/9/14 | Shares of Beneficial Interest, par value $1.00 per share | P買進取得 | +12,732 | $4.09F1 | +$52,073.88 | 67,322 | 間接 | |
| 2022/9/14 | Series B Preferred Shares, par value $0.01 per share | P買進取得 | +11,342 | $4.01F2 | +$45,481.42 | 159,144 | 間接 | |
| 2022/9/14 | Series B Preferred Shares, par value $0.01 per share | S賣出處分 | −159,144 | $3.25F3 | −$517,218 | 0 | 間接 | |
| 2022/9/14 | Series B Preferred Shares, par value $0.01 per share | P買進取得 | +126,465 | $3.25F4 | +$411,011.25 | 179,388 | 間接 | |
| 2022/9/14 | Series C Preferred Shares, par value $0.01 per share | S賣出處分 | −52,000 | $3.47F5 | −$180,440 | 158,479 | 間接 | |
| 2022/9/14 | Series D Preferred Shares, par value $0.01 per share | S賣出處分 | −166,000 | $2.95F6 | −$489,700 | 0 | 間接 | |
| 2022/9/14 | Series D Preferred Shares, par value $0.01 per share | P買進取得 | +145,518 | $3.21F7 | +$467,112.78 | 302,440 | 間接 | |
| 2022/9/15 | Series C Preferred Shares, par value $0.01 per share | S賣出處分 | −158,479 | $3.34F8 | −$529,319.86 | 0 | 間接 | |
| 2022/9/15 | Series C Preferred Shares, par value $0.01 per share | P買進取得 | +28,000 | $3.35 | +$93,800 | 86,750 | 間接 | |
| 2022/9/16 | Series C Preferred Shares, par value $0.01 per share | P買進取得 | +126,052 | $3.20F9 | +$403,366.4 | 212,802 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.7700 to $4.0900, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.5267 to $4.1533, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.2400 to $3.2500, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.2483 to $3.3667, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.3522 to $3.7500, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3002 to $3.0000, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9900 to $3.6277, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.3108 to $3.3514, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.1700 to $3.2200, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
備註
The transactions reported herein by Cygnus V and Cygnus VI reflect the liquidation of Cygnus V in its entirety and the reacquisition of substantially the same amount of shares in Cygnus VI in order to maintain substantially the same beneficial ownership of the Issuer by the Cygnus Group. Similarly, the transactions reported herein by Mr. Swann directly and through his spouse and Cygnus Opportunity reflect a rebalancing among the Cygnus Group of the same amount of shares. Following the transactions reported herein, the Cygnus Group continues to beneficially own substantially the same amount of shares of the Issuer as previously reported. The Reporting Person will disgorge statutory "profits" resulting from the transactions reported herein pursuant to Section 16(b) of the Exchange Act to the Issuer in the amount of $25,014.48 representing the maximum amount of profits for which the Reporting Person may be deemed to be liable.