Chen Yi-Kuei 的 Form 4/A 修正申報

修正

Apollomics Inc.（APLM），2026/9/24 申報

申報編號: 0001193125-26-401341
申報時間: 2026/9/24 19:54 ET
交易日: 2026/9/14-9/15
申報延遲: 10 天
10b5-1 計畫: 沒有勾選
原始申報日: 2026/9/17

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 1 筆非衍生性交易、2 筆衍生性交易。交易後 10 天申報。

這份修正申報取代了 0001193125-26-394803（2026/9/17 申報）。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Chen Yi-KueiCIK 0002115232	董事、高階主管（營運長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2026/9/15	CLASS A ORDINARY SHARES	M行使選擇權取得	+5,000	$0.00	$0	20,100	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2026/9/14	CLASS A ORDINARY SHARES	A公司授予取得	+8,000	$0.00	$0	8,000	直接
2026/9/15	CLASS A ORDINARY SHARES	M行使選擇權處分	−5,000	$0.00	$0	5,000	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

F1: The amount reported includes a 100 share adjustment for shares previously owned but inadvertently omitted.
F2: The reporting person is a member of the Board of Directors of Maxpro Investment Co., Ltd. and is co-founder and managing director of Maxpro Ventures Ltd. Excludes 3,823 Class A Ordinary Shares issuable upon the exercise of warrants held directly by Maxpro Investment Co., Ltd., which were previously reported on the Form 3 filed March 18, 2026 and the Form 3/A filed April 14, 2026. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: The stock option was granted under the Apollomics Inc. 2023 Incentive Award Plan on September 14, 2026. The option vests and becomes exercisable over a one-year period: fifty percent (50%) of the shares subject to the option vest on March 14, 2027 (six months from the grant date), and the remaining fifty percent (50%) vest on September 14, 2027 (twelve months from the grant date), subject to the reporting person's continued service to the Issuer through each applicable vesting date.
F4: Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share
F5: RSUs were granted and previously reported on a Form 3 filed March 18, 2026 and a Form 3/A filed April 14, 2026. Of the initial RSU grant, 5,000 shares vested on each of February 9, 2026, March 15, 2026, June 15, 2026 and September 15, 2026. This transaction represents the vesting of 5,000 RSUs on September 15, 2026.

備註

This Form 4 is being amended to correct the expiration date of the stock option and clarify the ownership of shares now discussed in footnote (1).

看 SEC EDGAR 上的完整原文（在新分頁開啟）