Kim Vyacheslav 的 Form 4 申報
Joint Stock Co Kaspi.kz（KSPI），2026/9/17 申報
- 申報編號
- 0001193125-26-394744
- 申報時間
- 2026/9/17 19:38 ET
- 交易日
- 2026/9/15-9/17
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kim VyacheslavCIK 0002029485 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/15 | American Depositary Shares, no par value | S賣出處分 | −13,021 | $98.62F2 | −$1,284,131.02 | 36,817,961 | 直接 | |
| 2026/9/15 | American Depositary Shares, no par value | S賣出處分 | −25,284 | $99.67F3 | −$2,520,056.28 | 36,792,677 | 直接 | |
| 2026/9/15 | American Depositary Shares, no par value | S賣出處分 | −234 | $100.40F4 | −$23,493.6 | 36,792,443 | 直接 | |
| 2026/9/16 | American Depositary Shares, no par value | S賣出處分 | −5,720 | $97.66F5 | −$558,615.2 | 36,786,723 | 直接 | |
| 2026/9/16 | American Depositary Shares, no par value | S賣出處分 | −6,485 | $98.78F6 | −$640,588.3 | 36,780,238 | 直接 | |
| 2026/9/16 | American Depositary Shares, no par value | S賣出處分 | −259 | $99.43F7 | −$25,752.37 | 36,779,979 | 直接 | |
| 2026/9/17 | American Depositary Shares, no par value | S賣出處分 | −18,484 | $98.03F8 | −$1,811,986.52 | 36,761,495 | 直接 | |
| 2026/9/17 | American Depositary Shares, no par value | S賣出處分 | −4,120 | $98.63F9 | −$406,355.6 | 36,757,375 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $98.24 to $99.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the U.S. Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $99.26 to $100.215, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $100.38 to $100.565, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $97.22 to $98.055, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $98.365 to $99.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $99.40 to $99.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $97.455 to $98.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 8 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $98.47 to $99.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 II 有 1 筆交易的價格引用這則附註。
備註
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.