Lev Ori 的 Form 4 申報
NCS Multistage Holdings, Inc.（NCSM），2026/9/1 申報
- 申報編號
- 0001193125-26-377712
- 申報時間
- 2026/9/1 09:35 ET
- 交易日
- 2026/9/1
- 申報延遲
- 當天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易、7 筆衍生性交易。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lev OriCIK 0001811682 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/1 | Common Stock | D交回公司處分 | −10,758 | –F1 | – | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/1 | Common Stock | D交回公司處分 | −3,070 | –F2 | – | 0 | 直接 | |
| 2026/9/1 | Common Stock | D交回公司處分 | −1,689 | –F2 | – | 0 | 直接 | |
| 2026/9/1 | Common Stock | D交回公司處分 | −1,940 | –F2 | – | 0 | 直接 | |
| 2026/9/1 | Common Stock | D交回公司處分 | −9,211 | –F3 | – | 0 | 直接 | |
| 2026/9/1 | Common Stock | D交回公司處分 | −5,068 | –F3 | – | 0 | 直接 | |
| 2026/9/1 | Common Stock | D交回公司處分 | −3,921 | –F3 | – | 0 | 直接 | |
| 2026/9/1 | Common Stock | D交回公司處分 | −632 | –F10 | – | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Pursuant to that certain Agreement and Plan of Merger ("Merger Agreement"), dated May 31, 2026, by and among Weatherford International plc ("Parent"), Trinity Bell Sub, Inc. and NCS Multistage Holdings, Inc. (the "Company"), immediately prior to the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share ("Common Stock"), was canceled and converted into the right to receive, at the Reporting Person's election: (i) 0.5537 ordinary shares, par value $0.001 per share, of Parent ("Parent Ordinary Shares"); or (ii) a combination of (A) cash in an amount equal to the product of (x) 0.1371 and (y) the closing price for the Parent Ordinary Shares on the Nasdaq Global Select Market on August 31, 2026, subject to a maximum cash election amount; and (B) 0.2392 Parent Ordinary Shares (the "Merger Consideration").
表 I 有 1 筆交易的價格引用這則附註。
- F2
Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding equivalent stock unit award of the Company (each, an "Assumed ESU") representing the right to receive a cash payment based on the fair market value of the shares of Common Stock, generally subject to the same terms and conditions as the Assumed ESU immediately prior to the Effective Time, except (i) the maximum value cap of each Assumed ESU in effect immediately prior to the Effective Time ceased to apply and (ii) each Assumed ESU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed ESU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share.
表 II 有 3 筆交易的價格引用這則附註。
- F3
Pursuant to the Merger Agreement, at the Effective Time, Parent assumed each outstanding performance stock unit award of the Company (each, an "Assumed PSU") representing the right to receive shares of Common Stock, generally subject to the same terms and conditions as the Assumed PSU immediately prior to the Effective Time, except (i) each Assumed PSU was converted into an award covering a number of Parent Ordinary Shares equal to the product of (A) the number of shares of Common Stock subject to the Assumed PSU immediately prior to the Effective Time, multiplied by (B) 0.5537, rounded down to the nearest whole share, and (ii) the performance goals were deemed satisfied at the greater of target and actual level of achievement as of the date of the Merger Agreement, as determined by the Company's board of directors.
表 II 有 3 筆交易的價格引用這則附註。
- F10
Pursuant to the Merger Agreement, at the Effective Time each outstanding stock option of the Company representing the right to purchase Common Stock, whether vested or unvested, that was outstanding immediately prior to the Effective Time and had a per share exercise price equal to or greater than the Merger Consideration was, at the Effective Time, canceled without consideration and was of no further force or effect.
表 II 有 1 筆交易的價格引用這則附註。
備註
Executive Vice President, General Counsel and Secretary