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Silver Lake Group, L.L.C. 的 Form 4 申報

Dell Technologies Inc.(DELL),2026/6/11 申報

申報編號
0001193125-26-267936
申報時間
2026/6/11 17:26 ET
交易日
2026/6/9
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 20 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $16.5 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Silver Lake Group, L.L.C.CIK 0001418226董事、持股 10% 以上大股東
Durban EgonCIK 0001651403董事
Silver Lake Technology Investors IV, L.P.CIK 0001672565董事、持股 10% 以上大股東
Silver Lake Technology Associates IV, L.P.CIK 0001672566董事、持股 10% 以上大股東
Slta IV (GP), L.L.C.CIK 0001672568董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2026/6/9Class C Common StockM行使選擇權取得+504–F1,F2–504間接
2026/6/9Class C Common StockS賣出處分−38$380.49F10−$14,458.62466間接
2026/6/9Class C Common StockS賣出處分−87$381.74F11−$33,211.38379間接
2026/6/9Class C Common StockS賣出處分−7$382.63F12−$2,678.41372間接
2026/6/9Class C Common StockS賣出處分−3$383.02F13−$1,149.06368間接
2026/6/9Class C Common StockS賣出處分−1$384.15F14−$384.15367間接
2026/6/9Class C Common StockS賣出處分−9$386.25F15−$3,476.25358間接
2026/6/9Class C Common StockS賣出處分−7$387.41F16−$2,711.87351間接
2026/6/9Class C Common StockS賣出處分−9$388.67F17−$3,498.03342間接
2026/6/9Class C Common StockS賣出處分−64$390.54F18−$24,994.56278間接
2026/6/9Class C Common StockS賣出處分−42$391.43F19−$16,440.06237間接
2026/6/9Class C Common StockS賣出處分−1$392.04F20−$392.04236間接
2026/6/9Class C Common StockS賣出處分−6$395.11F21−$2,370.66230間接
2026/6/9Class C Common StockS賣出處分−22$396.18F22−$8,715.96208間接
2026/6/9Class C Common StockS賣出處分−40$396.99F23−$15,879.6169間接
2026/6/9Class C Common StockS賣出處分−31$398.17F24−$12,343.27137間接
2026/6/9Class C Common StockS賣出處分−13$399.01F25−$5,187.13125間接
2026/6/9Class C Common StockS賣出處分−21$400.07F26−$8,401.47104間接
2026/6/9Class C Common StockS賣出處分−9$401.09F27−$3,609.8196間接
2026/6/9Class C Common StockS賣出處分−13$402.24F28−$5,229.1283間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2026/6/9Class C Common StockM行使選擇權處分−504$0.00$0261,510間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Silver Lake Technology Investors V, L.P., SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors IV, L.P. and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on June 9, 2026 and initiated in-kind distributions of shares of Class C Common Stock on June 9, 2026. The receipt of shares of Class C Common Stock by each of the Reporting Persons in connection with such distributions was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

表 I 有 1 筆交易的價格引用這則附註。

F2

Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On June 9, 2026, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales and distributions described in footnote (1) above.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.0000 to $380.9800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.0000 to $381.9300 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.0500 to $382.8500 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.0000 to $383.1200 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.1200 to $384.1800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.7600 to $386.7000 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.9900 to $387.9300 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $388.3200 to $389.1100 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $390.0000 to $390.9983 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $391.0000 to $391.9818 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F20

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $392.0187 to $392.0794 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F21

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $394.4800 to $395.4268 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F22

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $395.5264 to $396.4800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F23

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $396.5300 to $397.5167 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F24

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $397.5900 to $398.5700 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F25

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.5900 to $399.5097 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F26

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.6000 to $400.5786 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F27

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.7600 to $401.7224 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F28

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.8262 to $402.7200 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

備註

The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Due to certain reporting restrictions including that no more than 30 transactions can be listed on each Table of the Form 4 filing and no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed separate Forms 4 reporting additional transactions.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)