Fairbanks Jonathan B. 的 Form 4/A 修正申報
修正Flowco Holdings Inc.（FLOC），2026/4/6 申報
- 申報編號
- 0001193125-26-144071
- 申報時間
- 2026/4/6 17:40 ET
- 交易日
- 2026/3/26
- 申報延遲
- 11 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2026/3/30
這份申報列了 8 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,477 萬。交易後 11 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fairbanks Jonathan B.CIK 0002048763 | 董事、持股 10% 以上大股東、其他：See Remarks |
| GEC Partners III LPCIK 0001618169 | 持股 10% 以上大股東、其他：See Remarks |
| GEC Estis Co-Invest II LLCCIK 0001986070 | 持股 10% 以上大股東、其他：See Remarks |
| GEC Group B LtdCIK 0002050986 | 持股 10% 以上大股東、其他：See Remarks |
| GEC Advisors LLCCIK 0002051005 | 持股 10% 以上大股東、其他：See Remarks |
| GEC Group LtdCIK 0002051007 | 持股 10% 以上大股東、其他：See Remarks |
| GEC Partners III B LPCIK 0002051019 | 持股 10% 以上大股東、其他：See Remarks |
| GEC Capital Group III LPCIK 0002051026 | 持股 10% 以上大股東、其他：See Remarks |
| GEC Capital Group III-B LPCIK 0002052262 | 持股 10% 以上大股東、其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/3/26 | Class A Common Stock | M行使選擇權取得 | +252,361 | –F1,F2 | – | 252,361 | 間接 | 重複申報 |
| 2026/3/26 | Class A Common Stock | M行使選擇權取得 | +286,179 | –F1,F2 | – | 286,179 | 間接 | 重複申報 |
| 2026/3/26 | Class A Common Stock | M行使選擇權取得 | +604,686 | –F1,F2 | – | 604,686 | 間接 | 重複申報 |
| 2026/3/26 | Class A Common Stock | S賣出處分 | −252,361 | $21.18 | −$5,343,744.18 | 0 | 間接 | |
| 2026/3/26 | Class A Common Stock | S賣出處分 | −286,179 | $21.18 | −$6,059,840.33 | 0 | 間接 | |
| 2026/3/26 | Class A Common Stock | S賣出處分 | −604,686 | $21.18 | −$12,804,226.05 | 0 | 間接 | |
| 2026/3/26 | Class A Common Stock | S賣出處分 | −14,205 | $21.18 | −$300,790.88 | 351,898 | 間接 | |
| 2026/3/26 | Class A Common Stock | S賣出處分 | −12,569 | $21.18 | −$266,148.58 | 311,396 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/3/26 | Class A Common Stock | M行使選擇權處分 | −252,361 | $0.00 | $0 | 6,252,037 | 間接 | 重複申報 |
| 2026/3/26 | Class A Common Stock | M行使選擇權處分 | −286,179 | $0.00 | $0 | 7,089,834 | 間接 | 重複申報 |
| 2026/3/26 | Class A Common Stock | M行使選擇權處分 | −604,686 | $0.00 | $0 | 14,980,623 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents Common Units (the "Common Units") of Flowco MergeCo LLC ("Flowco MergeCo"). Each Common Unit is paired with one share of Class B common stock of the Issuer ("Class B Common Stock", and together with the paired Common Unit, the "Paired Interest"). Pursuant to a Second Amended and Restated Limited Liability Company Agreement of Flowco MergeCo, dated as of January 17, 2025 (the "Restated LLC Agreement"), each Paired Interest is exchangeable into one share of Class A Common Stock ("Class A Common Stock") of the Issuer (or at the Issuer's election, cash based on the redemption rate set forth in the Restated LLC Agreement and the value of the Class A Common Stock at the time of the exchange), subject to the terms of the Restated LLC Agreement. [continues in footnote 2]
表 I 有 3 筆交易的價格引用這則附註。
- F2
[continued from footnote 1] Upon an exchange of the Paired Interests for Class A Common Stock, the corresponding number of shares of Class B Common Stock, which entitle its holder to one vote per share on all matters presented to the Issuer's stockholders, generally will be cancelled.
表 I 有 3 筆交易的價格引用這則附註。
- F3
GEC Capital Group III LP is the general partner of each of GEC Partners III LP and GEC Partners III-GI LP, and GEC Group Ltd. is the general partner of GEC Capital Group III LP. GEC Capital Group III-B LP is the managing member or general partner of each of GEC Estis Co-Invest II LLC and GEC Partners III-B LP, and GEC Group B Ltd. is the general partner of GEC Capital Group III-B LP. Mr. Fairbanks is the manager and controlling member of GEC, GEC Group Ltd. and GEC Group B. Ltd, as well as GEC Advisors LLC, a registered investment advisor to the funds that beneficially own such shares, with discretionary authority over each such fund's accounts. Each of Mr. Fairbanks, GEC Advisors LLC, GEC Capital Group III LP and GEC Group B Ltd. disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein.
- F4
These securities are held directly by GEC Partners III-B LP. Each of Mr. Fairbanks, GEC Advisors LLC, GEC Group B Ltd. and GEC Capital Group III-B LP disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein.
- F5
These securities are held directly by GEC Partners III LP. Each of Mr. Fairbanks, GEC Advisors LLC, GEC Group Ltd. and GEC Capital Group III LP disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein.
- F6
These securities are held directly by GEC Estis Co-Invest II LLC. Each of Mr. Fairbanks, GEC Advisors LLC, GEC Group B Ltd. and GEC Capital Group III-B LP disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein.
備註
This amendment is being filed solely to include GEC Advisors LLC, GEC Group B Ltd., GEC Capital Group III-B LP, GEC Group Ltd., GEC Capital Group III LP, GEC Partners III-B LP, GEC Partners III LP and GEC Estis Co-Invest II LLC as official Reporting Persons following the reactivation of their EDGAR accounts as explained in Footnote 5 of the initial filing. In connection with the Master Reorganization Agreement, the Reporting Persons entered into a Stockholders Agreement with certain other stockholders of the Issuer, pursuant to which, among other matters, they agreed to vote in favor of each others' director nominees. As a result, certain Reporting Persons may be deemed to be members of a "group," as such term is defined in Section 13(d)(3) of the Act and Rule 13d-5 thereunder, with such other stockholders of the Issuer. Collectively, such "group" may be deemed to beneficially own in the aggregate more than 50% of the shares of the Issuer's Class A Common Stock. Accordingly, the Reporting Persons are filing this Form 4 in part by virtue of their deemed membership in such "group." Each of GEC Advisors LLC, GEC Group B Ltd., GEC Capital Group III-B LP, GEC Group Ltd., GEC Capital Group III LP, GEC Partners III-B LP, GEC Partners III LP and GEC Estis Co-Invest II LLC may be deemed to be a director by deputization by virtue of the right the GEC parties to the Stockholders Agreement and their affiliates to designate two members of the Issuer's board of directors pursuant to the Stockholders Agreement. However, each of the Reporting Persons disclaims any pecuniary interest in the shares of Class A Common Stock owned directly by such other stockholders, and such shares are not reflected in the tables herein.