Silver Lake Technology Investors V, L.P. 的 Form 4 申報

Dell Technologies Inc.（DELL），2026/3/19 申報

申報編號: 0001193125-26-116332
申報時間: 2026/3/19 18:20 ET
交易日: 2026/3/17
申報延遲: 2 天
10b5-1 計畫: 沒有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 20 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $3,666 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Silver Lake Technology Investors V, L.P.CIK 0001735863	董事、持股 10% 以上大股東
Slta V (GP), L.L.C.CIK 0001737652	董事、持股 10% 以上大股東
Silver Lake Technology Associates V, L.P.CIK 0001737657	董事、持股 10% 以上大股東
Silver Lake Partners V DE (AIV), L.P.CIK 0001737659	董事、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2026/3/17	Class C Common Stock	M行使選擇權取得	+124,880	–^F1,F2	–	124,880	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權取得	+128,195	–^F1,F2	–	128,195	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權取得	+69,392	–^F1,F2	–	69,392	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權取得	+1,886	–^F1,F2	–	1,886	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權取得	+851	–^F1,F2	–	851	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−9,535	$153.14^F14	−$1,460,189.9	115,345	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−11,045	$153.14^F14	−$1,691,431.3	117,150	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−5,666	$153.14^F14	−$867,691.24	63,726	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−211	$153.14^F14	−$32,312.54	1,675	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−95	$153.14^F14	−$14,548.3	756	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−61,578	$154.46^F15	−$9,511,337.88	53,767	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−71,331	$154.46^F15	−$11,017,786.26	45,818	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−36,592	$154.46^F15	−$5,652,000.32	27,134	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−1,362	$154.46^F15	−$210,374.52	313	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−615	$154.46^F15	−$94,992.9	141	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−14,149	$155.00^F16	−$2,193,095	39,618	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−16,390	$155.00^F16	−$2,540,450	29,428	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−8,408	$155.00^F16	−$1,303,240	18,726	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−313	$155.00^F16	−$48,515	0	間接	重複申報
2026/3/17	Class C Common Stock	S賣出處分	−141	$155.00^F16	−$21,855	0	間接	重複申報

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2026/3/17	Class C Common Stock	M行使選擇權處分	−124,880	$0.00	$0	19,323,408	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權處分	−128,195	$0.00	$0	19,836,447	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權處分	−69,392	$0.00	$0	10,737,444	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權處分	−1,886	$0.00	$0	291,860	間接	重複申報
2026/3/17	Class C Common Stock	M行使選擇權處分	−851	$0.00	$0	131,612	間接	重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on March 17, 2026 and March 18, 2026 and initiated in-kind distributions of shares of Class C Common Stock on March 19, 2026. The receipt of shares of Class C Common Stock by each of the Reporting Persons in connection with such distributions was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

表 I 有 5 筆交易的價格引用這則附註。

Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On March 17, 2026 and March 18, 2026, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales and distributions described in footnote (1) above.

表 I 有 5 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.0100 to $154.0030 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 5 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.0100 to $154.9999 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 5 筆交易的價格引用這則附註。

F16

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.00 to $155.01 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 5 筆交易的價格引用這則附註。

備註

The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed separate Forms 4. Because no more than 30 transactions can be listed on each Table of the Form 4 filing, the Reporting Persons have filed separate Forms 4 reporting additional transactions.

看 SEC EDGAR 上的完整原文（在新分頁開啟）