Golsen Barry H 的 Form 4 申報
LSB Industries, Inc.（LXU），2025/12/9 申報
- 申報編號
- 0001193125-25-313109
- 申報時間
- 2025/12/9
- 交易日
- 2023/9/15-2025/12/5
- 申報延遲
- 816 天遲報
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $127.4 萬。交易後 816 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Golsen Barry HCIK 0001005714 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/15 | Common Stock | G贈與處分 | −327,611 | $0.00 | $0 | 44,029 | 間接 | |
| 2023/9/15 | Common Stock | G贈與取得 | +327,611 | $0.00 | $0 | 327,611 | 間接 | |
| 2024/12/30 | Common Stock | G贈與處分 | −24,000 | $0.00 | $0 | 303,611 | 間接 | |
| 2024/12/30 | Common Stock | G贈與取得 | +24,000 | $0.00 | $0 | 325,180 | 間接 | |
| 2025/12/4 | Common Stock | S賣出處分 | −84,034 | $9.16F4 | −$769,751.44 | 241,146 | 間接 | |
| 2025/12/4 | Common Stock | S賣出處分 | −28,234 | $9.16F5 | −$258,623.44 | 275,377 | 間接 | |
| 2025/12/5 | Common Stock | S賣出處分 | −20,704 | $9.07F6 | −$187,785.28 | 220,442 | 間接 | |
| 2025/12/5 | Common Stock | S賣出處分 | −6,350 | $9.07F7 | −$57,594.5 | 269,027 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.50, inclusive. The reporting person undertakes to provide to LSB Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by the Irrevocable Family Trusts on September 4, 2025.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by BGG on September 4, 2025.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by the Irrevocable Family Trusts on September 4, 2025.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by BGG on September 4, 2025.
表 I 有 1 筆交易的價格引用這則附註。
備註
The reporting person previously reported indirect ownership of shares held directly by Golsen Family, L.L.C. ("GFLLC") and by subsidiaries of Quad Capital, LLC ("Quad Capital"). The reporting person is not a controlling member of GFLLC or of Quad Capital and does not have or share investment control over the portfolio securities held by GFLLC or over the portfolio securities held by Quad Capital or its subsidiaries. Based on further review, this Form 4 does not include the shares held by GFLLC or by subsidiaries of Quad Capital, and the reporting person does not intend to report such shares as beneficially owned in future Section 16 reports.