Bain Capital Investors LLC 的 Form 4 申報
Coherent Corp.（COHR），2025/11/12 申報
- 申報編號
- 0001193125-25-278400
- 申報時間
- 2025/11/12 20:59 ET
- 交易日
- 2025/11/7-11/10
- 申報延遲
- 5 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $10.8 億。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bain Capital Investors LLCCIK 0001040508 | 持股 10% 以上大股東 |
| Bain Capital Fund XII, LPCIK 0001706270 | 持股 10% 以上大股東 |
| Bain Capital Partners XII, LLCCIK 0001830424 | 持股 10% 以上大股東 |
| BCPE Watson (DE) BML GP, LLCCIK 0001910886 | 持股 10% 以上大股東 |
| BCPE Watson (DE) BML, LPCIK 0001910890 | 持股 10% 以上大股東 |
| BCPE Watson (DE) Aggregator, LPCIK 0001911143 | 持股 10% 以上大股東 |
| BCPE Watson (DE) Aggregator GP, LLCCIK 0001911154 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On November 7, 2025, the Reporting Persons converted 54,023 shares of Series B-1 Convertible Preferred Stock ("Series B-1 Preferred Stock" and, together with the Series B-2 Convertible Preferred Stock, the "Series B Preferred Stock") into 7,754,253 shares of Common Stock. Series B-1 Preferred Stock was issued on March 31, 2021 pursuant to the Statement with Respect to Shares setting forth the terms of the Series B Convertible Preferred Stock filed with the Pennsylvania Department of State Corporations Bureau and effective March 30, 2021 (the "Statement with Respect to Shares"). Subject to adjustments set forth in the Statement with Respect to Shares, from the issuance date of such share, dividends accrue daily on the applicable stated value of each share of the Series B Preferred Stock at 5% per annum with an initial stated value of $10,000 per share.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F2
Until the fourth anniversary of the applicable issuance date, all dividend payments are compounded and added to the applicable stated value on a quarterly basis (a "PIK Dividend"). Following the fourth anniversary of the applicable issuance date, dividends will be payable in the form of, at the Issuer's sole discretion, (i) cash, (ii) a PIK Dividend or (iii) any combination of both. Commencing on July 1, 2022, each share of Series B Preferred Stock became convertible, at the option of the holder, into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price. The conversion price of the Series B Preferred Stock is initially $85.00 per share, subject to adjustments set forth in the Statement with Respect to Shares.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F3
In addition, at any time after the third anniversary of the applicable issuance date, if the closing sale price of the Issuer's common stock exceeds 150% of the then-applicable conversion price for 20 trading days in any 30 consecutive trading day period, the Issuer may elect to convert all of the shares of the applicable series of Series B Preferred Stock into a number of shares of the Issuer's common stock equal to the then-applicable stated value divided by the then-applicable conversion price in accordance with the Statement with Respect to Shares.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F6
On November 10, 2025, BML, distributed 254,252 shares of Common Stock to one or more members or partners of BML in connection with certain charitable gifts to be made by such members or partners or their direct or indirect owners.
表 I 有 1 筆交易的價格引用這則附註。