Chang Carmen 的 Form 4 申報
NeueHealth, Inc.（NEUE），2025/10/6 申報
- 申報編號
- 0001193125-25-232142
- 申報時間
- 2025/10/6 17:52 ET
- 交易日
- 2025/10/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 17 筆非衍生性交易、14 筆衍生性交易。公開市場賣出合計 $2.64 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chang CarmenCIK 0001746342 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/10/2 | Common Stock | X行使價內選擇權取得 | +189,195 | $0.01 | +$1,891.95 | 788,259 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | S賣出處分 | −280 | $6.75 | −$1,890 | 787,979 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | M行使選擇權取得 | +372,255 | $0.01 | +$3,722.55 | 1,160,234 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | F扣股繳稅處分 | −551 | $6.75 | −$3,719.25 | 1,159,683 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | D交回公司處分 | −1,159,683 | –F3 | – | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | X行使價內選擇權取得 | +189,195 | $0.01 | +$1,891.95 | 488,982 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | S賣出處分 | −280 | $6.75 | −$1,890 | 488,702 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | M行使選擇權取得 | +186,128 | $0.01 | +$1,861.28 | 674,830 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | F扣股繳稅處分 | −276 | $6.75 | −$1,863 | 674,554 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | D交回公司處分 | −674,554 | –F3 | – | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | X行使價內選擇權取得 | +1,656,789 | $0.01 | +$16,567.89 | 1,656,789 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | S賣出處分 | −2,455 | $6.75 | −$16,571.25 | 1,654,334 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | X行使價內選擇權取得 | +607,536 | $0.01 | +$6,075.36 | 2,261,870 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | S賣出處分 | −900 | $6.75 | −$6,075 | 2,260,970 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | M行使選擇權取得 | +124,085 | $0.01 | +$1,240.85 | 2,385,055 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | F扣股繳稅處分 | −182 | $6.75 | −$1,228.5 | 2,384,873 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | D交回公司處分 | −2,384,873 | –F3 | – | 0 | 間接 | 重複申報 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/10/2 | Common Stock | X行使價內選擇權處分 | −189,195 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | A公司授予取得 | +372,255 | –F7 | – | 372,255 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | M行使選擇權處分 | −372,255 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | X行使價內選擇權處分 | −189,195 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | A公司授予取得 | +186,128 | –F7 | – | 186,128 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | M行使選擇權處分 | −186,128 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | D交回公司處分 | −330,194 | –F3 | – | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | D交回公司處分 | −509,780 | –F3 | – | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | X行使價內選擇權處分 | −1,656,789 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | X行使價內選擇權處分 | −607,536 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | A公司授予取得 | +124,085 | –F7 | – | 124,085 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | M行使選擇權處分 | −124,085 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | D交回公司處分 | −550,323 | –F3 | – | 0 | 間接 | 重複申報 |
| 2025/10/2 | Common Stock | D交回公司處分 | −1,352,200 | –F3 | – | 0 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Pursuant to the Agreement and Plan of Merger, dated as of December 23, 2024, by and among the Issuer, NH Holdings 2025, Inc. ("Parent") and NH Holdings Acquisition 2025, Inc. ("Merger Sub"), on October 2, 2025, Merger Sub merged with and into the Issuer with the Issuer surviving such merger as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to rollover agreements entered into between certain of the Reporting Persons and NH Holdings 2025 SPV, L.P. ("Ultimate Parent"), Parent and Merger Sub, each share of the Issuer's Common Stock, Series A Convertible Perpetual Preferred Stock ("Series A Preferred Stock") and Series B Convertible Perpetual Preferred Stock ("Series B Preferred Stock") beneficially owned by the Reporting Persons was contributed to Ultimate Parent in exchange for limited partnership interests in Ultimate Parent. Each such share of the Issuer's Common Stock, Series A Preferred Stock and Series B Preferred Stock was then cancelled and ceased to exist.
表 I 有 3 筆、表 II 有 4 筆交易的價格引用這則附註。
- F7
Warrants issued pursuant to the Warrantholders Agreement, dated September 30, 2025 between the Issuer and the holders listed on Schedule 1 thereto, and the Credit Agreement, dated August 4, 2023, as amended by that certain Incremental Amendment No. 1, dated as of October 2, 2023, that certain Incremental Amendment No. 2, dated as of April 8, 2024, that certain Amendment No. 3, dated as of June 21, 2024, that certain Amendment No. 4, dated as of October 29, 2024, and that certain Amendment No. 5, dated as of September 30, 2025, between the Issuer and the lenders thereto.
表 II 有 3 筆交易的價格引用這則附註。