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Martinez George 的 Form 4/A 修正申報

修正

Stellar Bancorp, Inc.STEL,2023/1/26 申報

申報編號
0001183116-23-000002
申報時間
2023/1/26
交易日
2022/12/5-12/7
申報延遲
52 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2022/12/7

這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $178.8 萬。交易後 52 天申報。

這份修正申報取代了 0001183116-22-000012(2022/12/28 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Martinez GeorgeCIK 0001183116董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/12/5Common StockS賣出處分−21,077$30.73F2−$647,696.21341,419間接
2022/12/5Common StockS賣出處分−3,519$31.80F3−$111,904.2337,900間接
2022/12/5Common StockS賣出處分−1,009$32.78F4−$33,075.02336,891間接
2022/12/6Common StockS賣出處分−21,099$30.65F5−$646,684.35315,792間接
2022/12/7Common StockS賣出處分−11,408$30.53F6−$348,286.24304,384間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2022.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $31.31, inclusive. The reporting person undertakes to provide to Stellar Bancorp, Inc., any security holder of Steller Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6),

表 I 有 1 筆交易的價格引用這則附註。

F3

These shares were sold in multiple transactions at prices ranging from $31.35 to $32.31, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F4

These shares were sold in multiple transactions at prices ranging from $32.42 to $33.16, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F5

These shares were sold in multiple transactions at prices ranging from $30.27 to $30.83, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F6

These shares were sold in multiple transactions at prices ranging from $30.34 to $30.93, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

備註

On December 7, 2022, the reporting person filed a Form 4 which inadvertently reported that, following the sales of shares of common stock, he indirectly owned 197,455 shares of Stellar Bancorp, Inc. In fact, the reporting person indirectly owned the shares of Stellar Bancorp, Inc. common stock reported in this amendment.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)