MacDonald Neil B 的 Form 4 申報
Hewlett Packard Enterprise Co（HPE），2021/10/26 申報
- 申報編號
- 0001179706-21-000120
- 申報時間
- 2021/10/26
- 交易日
- 2021/1/6-10/26
- 申報延遲
- 293 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 3 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $13.2 萬。交易後 293 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| MacDonald Neil BCIK 0001812556 | 高階主管（SVP, GM of Compute） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/23 | Common Stock | M行使選擇權取得 | +13,470 | $15.36 | +$206,899.2 | 41,184.7 | 直接 | |
| 2021/10/23 | Common Stock | F扣股繳稅處分 | −4,658 | $15.36 | −$71,546.88 | 36,526.7 | 直接 | |
| 2021/10/26 | Common Stock | S賣出處分 | −8,535 | $15.46 | −$131,951.1 | 27,991.7 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 82.0864 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 62.1585 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 68.4432 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 67.1869 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
表 II 有 1 筆交易的價格引用這則附註。
- F5
As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 248.8605 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 188.4453 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 207.4986 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 203.6900 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 986 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5056 due to fractional rounding of the dividen
表 II 有 1 筆交易的價格引用這則附註。
- F6
As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 230.7110 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 174.7019 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 192.3657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 188.8348 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
表 II 有 1 筆交易的價格引用這則附註。
- F7
As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 616.7542 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 467.0264 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 514 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
表 II 有 1 筆交易的價格引用這則附註。