Hotard Justin 的 Form 4 申報
Hewlett Packard Enterprise Co（HPE），2021/10/21 申報
- 申報編號
- 0001179706-21-000116
- 申報時間
- 2021/10/21
- 交易日
- 2021/7/7-10/21
- 申報延遲
- 106 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $18.9 萬。交易後 106 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hotard JustinCIK 0001848136 | 高階主管（SVP, GM, HPC and MCS） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/19 | Common Stock | M行使選擇權取得 | +38 | $15.37 | +$584.06 | 38 | 直接 | |
| 2021/10/19 | Common Stock | F扣股繳稅處分 | −13 | $15.37 | −$199.81 | 25 | 直接 | |
| 2021/10/19 | Common Stock | M行使選擇權取得 | +17,966 | $15.37 | +$276,137.42 | 17,991 | 直接 | |
| 2021/10/19 | Common Stock | F扣股繳稅處分 | −5,705 | $15.37 | −$87,685.85 | 12,286 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −12,286 | $15.41 | −$189,327.26 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/19 | Common Stock | M行使選擇權處分 | −38 | –F3 | – | 0 | 直接 | |
| 2021/10/19 | Common Stock | M行使選擇權處分 | −17,966 | –F4 | – | 0 | 直接 | |
| 2021/7/7 | Common Stock | A公司授予取得 | +357.91 | –F5 | – | 24,114.56 | 直接 | |
| 2021/7/7 | Common Stock | A公司授予取得 | +589.14 | –F6 | – | 38,598.7 | 直接 | |
| 2021/7/7 | Common Stock | A公司授予取得 | +883.18 | –F7 | – | 55,452.45 | 直接 | |
| 2021/7/7 | Common Stock | A公司授予取得 | +965.37 | –F8 | – | 60,028.79 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
As previously reported, on 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 0.2825 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 0.2774 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 4 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8446 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.
表 II 有 1 筆交易的價格引用這則附註。
- F4
As previously reported, on 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.5596 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 132.0897 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,774 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7648 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.
表 II 有 1 筆交易的價格引用這則附註。
- F5
As previously reported, on 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.6150 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 177.2998 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
表 II 有 1 筆交易的價格引用這則附註。
- F6
As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 297.2992 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 291.8423 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
表 II 有 1 筆交易的價格引用這則附註。
- F7
As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
表 II 有 1 筆交易的價格引用這則附註。
- F8
As previously reported, on 03/02/21, the reporting person was granted 58,621 Restricted Stock Units ("RSUs"), 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 487.1551 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 478.2135 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
表 II 有 1 筆交易的價格引用這則附註。