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Lish Scott 的 Form 4 申報

Alphatec Holdings, Inc.(ATEC),2022/2/28 申報

申報編號
0001179110-22-001692
申報時間
2022/2/28
交易日
2022/2/24-2/25
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $20.0 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lish ScottCIK 0001831608高階主管(SVP, Development)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/2/24Common StockA公司授予取得+37,500$0.00F1$0297,850直接
2022/2/24Common StockA公司授予取得+51,092$0.00F2$0348,942直接
2022/2/24Common StockS賣出處分−12,500$9.44F5−$118,000336,442直接
2022/2/25Common StockS賣出處分−8,000$10.26F6−$82,080328,442直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On February 24, 2022, the issuer awarded 37,500 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

表 I 有 1 筆交易的價格引用這則附註。

F2

On February 24, 2022, the issuer granted to the reporting person 51,092 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

表 I 有 1 筆交易的價格引用這則附註。

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)