Moradi David 的 Form 4 申報

Audioeye Inc（AEYE），2021/12/2 申報

申報編號: 0001179110-21-010509
申報時間: 2021/12/2 16:33 ET
交易日: 2021/11/30-12/2
申報延遲: 2 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 3 筆非衍生性交易。公開市場買進合計 $38.3 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Moradi DavidCIK 0001658843	董事、高階主管（見申報備註）、持股 10% 以上大股東
Sero Capital LLCCIK 0001751296	董事、高階主管（見申報備註）、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/11/30	Common Stock	P買進取得	+9,038	$7.59^F1	+$68,613.78	2,817,269	間接
2021/12/1	Common Stock	P買進取得	+22,800	$8.00^F3	+$182,411.4	2,840,069	間接
2021/12/2	Common Stock	P買進取得	+17,520	$7.55^F4	+$132,274.25	2,857,589	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Reflects the weighted average price of 9,038 shares of common stock of AudioEye, Inc. purchased in multiple transactions on November 30, 2021 with purchase prices ranging from $7.50 to $7.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

Reflects the weighted average price of 22,800 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 1, 2021 with purchase prices ranging from $7.98 to $8.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

Reflects the weighted average price of 17,520 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 2, 2021 with purchase prices ranging from $7.53 to $7.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

備註

David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer.

看 SEC EDGAR 上的完整原文（在新分頁開啟）