Butcher Benjamin S 的 Form 4 申報

STAG Industrial, Inc.（STAG），2021/8/26 申報

申報編號: 0001179110-21-008444
申報時間: 2021/8/26
交易日: 2021/8/24
申報延遲: 2 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 2 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $144.0 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Butcher Benjamin SCIK 0001517406	董事、高階主管（董事長、執行長、總裁）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2021/8/24	Common Stock	C轉換取得	+35,000	–^F1	–	82,088	直接
2021/8/24	Common Stock	S賣出處分	−35,000	$41.14^F2	−$1,439,900	47,088	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2021/8/24	Common Stock, par value $0.01 per share	C轉換處分	−35,000	–^F1,F3	–	718,686	直接
2021/8/24	Common Stock, par value $0.01 per share	C轉換取得	+35,000	–^F1,F4	–	44,320	直接
2021/8/24	Common Stock, par value $0.01 per share	C轉換處分	−35,000	–^F1,F4	–	9,320	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The reporting person converted 35,000 long-term incentive plan units ("LTIP Units") of STAG Industrial Operating Partnership, L.P., a Delaware limited partnership (the "Operating Partnership"), of which STAG Industrial, Inc., a Maryland corporation (the "Issuer"), is the sole member of the general partner, into 35,000 common units of limited partnership of the Operating Partnership ("OP Units") and redeemed 35,000 OP Units. The LTIP Units are convertible into OP Units as they are non-forfeitable and certain conditions to parity have been satisfied. The OP Units held by the reporting person are redeemable for cash equal to the current market value of one share of the Issuer's common stock or, at the Issuer's election, for shares of the Issuer's common stock on a one-for-one basis. The Issuer elected to redeem the reporting person's OP Units with common stock.

表 I 有 1 筆、表 II 有 3 筆交易的價格引用這則附註。

This represents the weighted average sales price. Sales prices range from $40.975 to $41.64. Upon request by the Securities and Exchange Commission (the "SEC"), the Issuer or a stockholder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

Represents LTIP Units granted to the reporting person pursuant to the Issuer's 2011 Equity Incentive Plan, as amended. Over time, the LTIP Units can achieve full parity with OP Units for all purposes. If such parity is reached, non-forfeitable LTIP Units may be converted into OP Units and then may be redeemed for cash equal to the then-current market value of one share of the Issuer's common stock or, at the Issuer's election, for shares of the Issuer's common stock on a one-for-one basis. LTIP Units do not have an expiration date.

表 II 有 1 筆交易的價格引用這則附註。

Represents OP Units in the Operating Partnership. OP Units may be redeemed for cash equal to the then-current market value of one share of the Issuer's common stock or, at the Issuer's election, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are vested as of the date of issuance and have no expiration date.

表 II 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）