Friedman Martin S. 的 Form 4/A 修正申報
修正Randolph Bancorp, Inc.（RNDB），2022/4/4 申報
- 申報編號
- 0001171520-22-000228
- 申報時間
- 2022/4/4
- 交易日
- 2022/3/29
- 申報延遲
- 6 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/3/31
這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $315.8 萬。交易後 6 天申報。
這份修正申報取代了 0001171520-22-000216（2022/3/31 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Friedman Martin S.CIK 0001449556 | 持股 10% 以上大股東、其他：See Remarks below |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/29 | Common Stock | S賣出處分 | −66,298 | $26.48 | −$1,755,571.04 | 423,034 | 間接 | |
| 2022/3/29 | Common Stock | S賣出處分 | −47,840 | $26.47 | −$1,266,324.8 | 423,034 | 間接 | |
| 2022/3/29 | Common Stock | S賣出處分 | −2,994 | $26.48 | −$79,281.12 | 423,034 | 間接 | |
| 2022/3/29 | Common Stock | S賣出處分 | −2,160 | $26.47 | −$57,175.2 | 423,034 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Martin S Friedman ("Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member of and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Hybrid Opportunity Fund LLC ("FHOF"), and Financial Hybrid Opportunity SPV 1 LLC ("HSPV"), (FOF, FHOF and HSPV, collectively, the "Funds") and investment adviser to a separately managed account ("SMA"), each of which beneficially owns shares of common stock of the Issuer ("Shares). FOF holds 223,712 Shares, (ii) FHOF holds 136,909 Shares, (iii) HSPV holds 171,604 Shares, and (iv) the SMA holds 10,101 Shares, which, in the aggregate, beneficially own 542,326 or more than 10% of the Shares.
- F2
FJ Capital sold (a) 114,138 Shares on behalf of FOF; and (b) 5,154 Shares on behalf of the SMA (together with the Shares sold on behalf of FOF, collectively, the "Disposed Shares"). As a consequence of the sale of the Disposed Shares, FJ Capital's aggregate beneficial ownership is 423,034 of the issued and outstanding Shares or less than 10% of the Shares.
- F3
The Reporting Person, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by the Funds and the SMA. Mr. Friedman disclaims beneficial ownership of the Shares reported herein, and this report shall not be deemed an admission of beneficial ownership of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
備註
The Reporting Person is filing this amendment to the Form 4 filed on March 31, 2022, to (i) correct an error in the amount of securities beneficially owned following the reported transactions in Table I. Column 5 and (ii) to deleted two (2) lines in Table 1 which were erroneously included and unnecessary.