Warburg Pincus LLC 的 Form 4 申報
Banc of California, Inc.（BANC），2026/2/4 申報
- 申報編號
- 0001140361-26-003743
- 申報時間
- 2026/2/4 17:46 ET
- 交易日
- 2026/2/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $2.37 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Warburg Pincus LLCCIK 0001162870 | 董事 |
| Warburg Pincus (Bermuda) Private Equity GP Ltd.CIK 0001555729 | 董事 |
| Warburg Pincus Partners II (Cayman), L.P.CIK 0001658820 | 董事 |
| Warburg Pincus (Cayman) Global Growth 14 GP, L.P.CIK 0002003345 | 董事 |
| Warburg Pincus Financial Sector II Partners (Cayman), L.P.CIK 0002003367 | 董事 |
| Warburg Pincus (Cayman) Global Growth 14 GP LLCCIK 0002003491 | 董事 |
| Warburg Pincus (Cayman) Financial Sector II GP LLCCIK 0002003512 | 董事 |
| Warburg Pincus (Cayman) Financial Sector II GP, L.P.CIK 0002003513 | 董事 |
| Warburg Pincus Financial Sector II-E (Cayman), L.P.CIK 0002003518 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/2/2 | Voting Common Stock, par value $0.01/share | S賣出處分 | −7,557,936 | $20.00F1 | −$151,158,720 | 6,890,244 | 間接 | 重複申報 |
| 2026/2/2 | Non-Voting Common Equivalent Stock, par value $0.01/share | S賣出處分 | −3,292,064 | $20.00F3 | −$65,841,280 | 1,000,000 | 間接 | 重複申報 |
| 2026/2/2 | NVCE Stock | S賣出處分 | −1,000,000 | $20.00F9 | −$20,000,000 | 0 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects the sale of 7,557,936 shares of Common Stock by the Purchasers (as defined in footnote 4) at a price per share of $20.00 pursuant to Rule 144 under the Securities Act of 1933, as amended.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects the sale of 3,292,064 shares of NVCE Stock by the Purchasers (as defined in footnote 4) at a price per share of $20.00 pursuant to Rule 144 under the Securities Act of 1933, as amended.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects the sale of 1,000,000 shares of NVCE Stock by the Purchasers (as defined in footnote 3) at a price per share of $20.00 in a private sale to Issuer.
表 I 有 1 筆交易的價格引用這則附註。
備註
Solely for purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed a director-by-deputization by virtue of a contractual right to designate a representative to serve on the board of directors of the Issuer. Todd Schell became a director of the Issuer of November 30, 2023. Mr. Schell is a Managing Director in WP LLC's Financials Services group. See Signatures of the Reporting Persons attached as Exhibit 99.1.