Bank Of America Corp 的 Form 4 申報
BlackRock Municipal Credit Alpha Portfolio, Inc.（MUI），2024/12/13 申報
- 申報編號
- 0001140361-24-049495
- 申報時間
- 2024/12/13 16:24 ET
- 交易日
- 2022/4/26-2023/1/19
- 申報延遲
- 962 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 30 筆非衍生性交易、6 筆衍生性交易。公開市場買進合計 $7.43 萬。公開市場賣出合計 $5.22 萬。交易後 962 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bank Of America CorpCIK 0000070858 | 持股 10% 以上大股東 |
| Merrill Lynch, Pierce, Fenner & Smith Inc.CIK 0000728612 | 持股 10% 以上大股東 |
| Bank Of America NACIK 0001102113 | 持股 10% 以上大股東 |
| Bofa Securities, Inc.CIK 0001675365 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/26 | Common Stock | P買進取得 | +75 | $12.18 | +$913.5 | 75 | 間接 | |
| 2022/4/26 | Common Stock | P買進取得 | +100 | $12.17 | +$1,217 | 175 | 間接 | |
| 2022/4/26 | Common Stock | P買進取得 | +400 | $12.17 | +$4,868 | 575 | 間接 | |
| 2022/4/26 | Common Stock | S賣出處分 | −400 | $12.17 | −$4,868 | 175 | 間接 | |
| 2022/4/26 | Common Stock | S賣出處分 | −100 | $12.17 | −$1,217 | 75 | 間接 | |
| 2022/4/26 | Common Stock | S賣出處分 | −75 | $12.18 | −$913.5 | 0 | 間接 | |
| 2022/4/28 | Common Stock | P買進取得 | +270 | $12.31 | +$3,323.86 | 270 | 間接 | |
| 2022/4/29 | Common Stock | S賣出處分 | −270 | $12.28 | −$3,315.41 | 0 | 間接 | |
| 2022/6/16 | Common Stock | S賣出處分 | −1,239 | $11.47 | −$14,215.54 | 0 | 間接 | |
| 2022/6/17 | Common Stock | P買進取得 | +431 | $11.51 | +$4,960.81 | 0 | 間接 | |
| 2022/6/17 | Common Stock | P買進取得 | +808 | $11.51 | +$9,300.08 | 0 | 間接 | |
| 2022/7/8 | Common Stock | P買進取得 | +4,075 | $12.20 | +$49,719.89 | 4,075 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −300 | $12.32 | −$3,696 | 3,775 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.32 | −$1,232 | 3,675 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.32 | −$1,232 | 3,575 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.32 | −$1,232 | 3,475 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.32 | −$1,232 | 3,375 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −348 | $12.32 | −$4,287.36 | 3,027 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.32 | −$1,232 | 2,927 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −99 | $12.31 | −$1,218.69 | 2,828 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.30 | −$1,230 | 2,728 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.30 | −$1,230 | 2,628 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.30 | −$1,230 | 2,528 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.30 | −$1,230 | 2,428 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.29 | −$1,229 | 2,328 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.29 | −$1,229 | 2,228 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.29 | −$1,229 | 2,128 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.29 | −$1,229 | 2,028 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.29 | −$1,229 | 1,928 | 間接 | |
| 2022/7/11 | Common Stock | S賣出處分 | −100 | $12.29 | −$1,229 | 1,828 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on November 30, 2023, the counterparty will pay to the Reporting Persons any decrease in the price of the Common Stock below $10.7825 per share and the Reporting Persons will pay to the counterparty any increase in the price of the Common Stock above $10.7825 per share, in each case, based on a notional amount of 36 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F5
On October 24, 2022, the Reporting Persons terminated the equity swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
- F6
The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on February 29, 2024, the counterparty will pay to the Reporting Persons any decrease in the price of the Common Stock below $11.7976 per share and the Reporting Persons will pay to the counterparty any increase in the price of the Common Stock above $11.7976 per share, in each case, based on a notional amount of 3,366 shares of Common Stock.
表 II 有 1 筆交易的價格引用這則附註。
- F7
On January 18, 2023, the Reporting Persons amended the equity swap agreement to reduce the notional number of shares of Common Stock to 9 and to change the reference price used to determine when payments are made to $11.887. Without admitting these changes resulted in a material amendment to the equity swap agreement for purposes of Section 16 of the Securities Exchange Act of 1934, the Reporting Persons have treated the amendment as the termination of the previously reported equity swap agreement and the entering into of a new equity swap agreement reflecting the amended terms.
表 II 有 2 筆交易的價格引用這則附註。
- F8
On January 19, 2023, the Reporting Persons terminated the equity swap agreement.
表 II 有 1 筆交易的價格引用這則附註。
備註
Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement