Bank Of America Corp 的 Form 4 申報
Nuveen New York Quality Municipal Income Fund（NAN），2024/12/13 申報
- 申報編號
- 0001140361-24-049485
- 申報時間
- 2024/12/13 16:23 ET
- 交易日
- 2015/5/7-2022/11/4
- 申報延遲
- 3,508 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 30 筆非衍生性交易、30 筆衍生性交易。公開市場買進合計 $9.22 萬。公開市場賣出合計 $9.20 萬。交易後 3508 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bank Of America CorpCIK 0000070858 | 持股 10% 以上大股東 |
| Merrill Lynch, Pierce, Fenner & Smith Inc.CIK 0000728612 | 持股 10% 以上大股東 |
| Bank Of America NACIK 0001102113 | 持股 10% 以上大股東 |
| Bofa Securities, Inc.CIK 0001675365 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2015/5/7 | Common Stock | P買進取得 | +1,000 | $13.73 | +$13,729.9 | 1,000 | 間接 | |
| 2015/5/7 | Common Stock | S賣出處分 | −1,000 | $13.69 | −$13,685.4 | 0 | 間接 | |
| 2015/10/7 | Common Stock | S賣出處分 | −200 | $13.63 | −$2,725.52 | 0 | 間接 | |
| 2015/10/7 | Common Stock | S賣出處分 | −33 | $13.63 | −$449.71 | 0 | 間接 | |
| 2015/10/7 | Common Stock | S賣出處分 | −17 | $13.63 | −$231.67 | 0 | 間接 | |
| 2015/10/8 | Common Stock | P買進取得 | +250 | $13.63 | +$3,407.48 | 0 | 間接 | |
| 2015/11/2 | Common Stock | P買進取得 | +103 | $13.83 | +$1,424.15 | 103 | 間接 | |
| 2015/11/2 | Common Stock | P買進取得 | +59 | $13.83 | +$815.78 | 162 | 間接 | |
| 2015/11/11 | Common Stock | S賣出處分 | −162 | $13.56 | −$2,196.2 | 0 | 間接 | |
| 2015/12/18 | Common Stock | S賣出處分 | −12 | $13.95 | −$167.4 | 0 | 間接 | |
| 2015/12/21 | Common Stock | P買進取得 | +12 | $14.05 | +$168.57 | 0 | 間接 | |
| 2016/2/26 | Common Stock | P買進取得 | +1,925 | $14.41 | +$27,739.06 | 1,925 | 間接 | |
| 2016/2/26 | Common Stock | S賣出處分 | −1,400 | $14.40 | −$20,153.28 | 525 | 間接 | |
| 2016/2/26 | Common Stock | S賣出處分 | −525 | $14.39 | −$7,554.75 | 0 | 間接 | |
| 2016/3/2 | Common Stock | S賣出處分 | −247 | $14.28 | −$3,527.16 | 0 | 間接 | |
| 2016/3/2 | Common Stock | P買進取得 | +247 | $14.28 | +$3,527.14 | 0 | 間接 | |
| 2016/3/16 | Common Stock | P買進取得 | +25 | $14.50 | +$362.45 | 25 | 間接 | |
| 2016/3/17 | Common Stock | S賣出處分 | −25 | $14.48 | −$362 | 0 | 間接 | |
| 2016/4/22 | Common Stock | S賣出處分 | −40 | $15.11 | −$604.5 | 0 | 間接 | |
| 2016/4/26 | Common Stock | P買進取得 | +40 | $15.11 | +$604.4 | 0 | 間接 | |
| 2016/6/27 | Common Stock | P買進取得 | +43 | $15.46 | +$664.67 | 43 | 間接 | |
| 2016/7/1 | Common Stock | S賣出處分 | −43 | $15.67 | −$673.92 | 0 | 間接 | |
| 2016/7/18 | Common Stock | P買進取得 | +64 | $15.65 | +$1,001.37 | 64 | 間接 | |
| 2016/7/18 | Common Stock | S賣出處分 | −64 | $15.62 | −$999.74 | 0 | 間接 | |
| 2017/6/22 | Common Stock | S賣出處分 | −279 | $14.06 | −$3,924.05 | 0 | 間接 | |
| 2017/6/22 | Common Stock | P買進取得 | +100 | $14.08 | +$1,408 | 0 | 間接 | |
| 2017/6/22 | Common Stock | P買進取得 | +79 | $14.08 | +$1,112.32 | 0 | 間接 | |
| 2017/6/22 | Common Stock | P買進取得 | +100 | $14.08 | +$1,408 | 0 | 間接 | |
| 2017/11/1 | Common Stock | P買進取得 | +2,515 | $13.86 | +$34,857.9 | 2,515 | 間接 | |
| 2017/11/2 | Common Stock | S賣出處分 | −2,515 | $13.82 | −$34,763.59 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/8 | Common Stock | S賣出處分 | −285 | – | – | 0 | 間接 | |
| 2022/9/13 | Common Stock | P買進取得 | +285 | – | – | 0 | 間接 | |
| 2022/9/13 | Common Stock | S賣出處分 | −115 | – | – | 0 | 間接 | |
| 2022/9/14 | Common Stock | P買進取得 | +115 | – | – | 0 | 間接 | |
| 2022/9/14 | Common Stock | P買進取得 | +26 | – | – | 26 | 間接 | |
| 2022/10/4 | Common Stock | S賣出處分 | −26 | – | – | 0 | 間接 | |
| 2022/10/4 | Common Stock | S賣出處分 | −932 | – | – | 0 | 間接 | |
| 2022/10/5 | Common Stock | P買進取得 | +932 | – | – | 0 | 間接 | |
| 2022/10/5 | Common Stock | S賣出處分 | −1,925 | – | – | 0 | 間接 | |
| 2022/10/11 | Common Stock | P買進取得 | +1,925 | – | – | 0 | 間接 | |
| 2022/10/11 | Common Stock | S賣出處分 | −1,298 | – | – | 0 | 間接 | |
| 2022/10/12 | Common Stock | P買進取得 | +1,298 | – | – | 0 | 間接 | |
| 2022/10/12 | Common Stock | S賣出處分 | −1,189 | – | – | 0 | 間接 | |
| 2022/10/20 | Common Stock | P買進取得 | +1,189 | – | – | 0 | 間接 | |
| 2022/10/20 | Common Stock | S賣出處分 | −1,737 | – | – | 0 | 間接 | |
| 2022/10/27 | Common Stock | P買進取得 | +1,737 | – | – | 0 | 間接 | |
| 2022/10/27 | Common Stock | S賣出處分 | −2,081 | – | – | 0 | 間接 | |
| 2022/11/1 | Common Stock | P買進取得 | +2,081 | – | – | 0 | 間接 | |
| 2022/11/1 | Common Stock | S賣出處分 | −2,037 | – | – | 0 | 間接 | |
| 2022/11/2 | Common Stock | P買進取得 | +2,037 | – | – | 0 | 間接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −1,176 | – | – | 0 | 間接 | |
| 2022/11/2 | Common Stock | P買進取得 | +1,176 | – | – | 0 | 間接 | |
| 2022/11/2 | Common Stock | S賣出處分 | −1,024 | – | – | 0 | 間接 | |
| 2022/11/3 | Common Stock | P買進取得 | +1,024 | – | – | 0 | 間接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −493 | – | – | 0 | 間接 | |
| 2022/11/3 | Common Stock | P買進取得 | +493 | – | – | 0 | 間接 | |
| 2022/11/3 | Common Stock | S賣出處分 | −361 | – | – | 0 | 間接 | |
| 2022/11/4 | Common Stock | P買進取得 | +361 | – | – | 0 | 間接 | |
| 2022/11/4 | Common Stock | S賣出處分 | −264 | – | – | 0 | 間接 | |
| 2022/11/4 | Common Stock | P買進取得 | +264 | – | – | 0 | 間接 |
附註
本站沒有收錄 Form 4 的附註原文。價格區間、間接持有的方式、交易計畫的細節這類說明，請看 SEC 上的原文。