KKR Associates NGT L.P. 的 Form 4 申報
OneStream, Inc.（OS），2024/11/18 申報
- 申報編號
- 0001140361-24-047227
- 申報時間
- 2024/11/18 21:22 ET
- 交易日
- 2024/11/14-11/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 20 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $1.91 億。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| KKR Associates NGT L.P.CIK 0001855206 | 持股 10% 以上大股東 |
| KKR Next Gen Tech Growth LtdCIK 0001855241 | 持股 10% 以上大股東 |
| KKR NGT (Dream) Blocker Parent L.P.CIK 0002031189 | 持股 10% 以上大股東 |
| K-PRIME Hedge-Finance GP LtdCIK 0002031206 | 持股 10% 以上大股東 |
| K-PRIME AG Financing LPCIK 0002031207 | 持股 10% 以上大股東 |
| KKR NGT (Dream) Blocker Parent (EEA) L.P.CIK 0002031208 | 持股 10% 以上大股東 |
| KKR Associates Group GP LLCCIK 0002031221 | 持股 10% 以上大股東 |
| KKR Associates Group L.P.CIK 0002031222 | 持股 10% 以上大股東 |
| K-PRIME Aggregator L.P.CIK 0002031224 | 持股 10% 以上大股東 |
| K-Prime GP LLCCIK 0002031225 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/14 | Class A Common Stock | C轉換取得 | +3,432,334 | –F2 | – | 3,432,334 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +426,807 | –F2 | – | 426,807 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +11,359 | –F2 | – | 11,359 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +287,524 | –F2 | – | 287,524 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +204,269 | –F2 | – | 204,269 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +99,143 | –F2 | – | 99,143 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +693,998 | –F2 | – | 693,998 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +932,505 | –F2 | – | 932,505 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +139,753 | –F2 | – | 139,753 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換取得 | +148,719 | –F2 | – | 148,719 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −3,432,334 | $29.99F18 | −$102,944,277.5 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −426,807 | $29.99F18 | −$12,801,008.95 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −11,359 | $29.99F18 | −$340,684.81 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −287,524 | $29.99F18 | −$8,623,563.57 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −204,269 | $29.99F18 | −$6,126,537.98 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −99,143 | $29.99F18 | −$2,973,546.43 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −693,998 | $29.99F18 | −$20,814,735.02 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −932,505 | $29.99F18 | −$27,968,156.21 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −139,753 | $29.99F18 | −$4,191,541.85 | 0 | 間接 | 重複申報 |
| 2024/11/18 | Class A Common Stock | S賣出處分 | −148,719 | $29.99F18 | −$4,460,454.61 | 0 | 間接 | 重複申報 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/14 | Class A Common Stock | C轉換處分 | −3,432,334 | $0.00 | $0 | 26,742,749 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −426,807 | $0.00 | $0 | 3,325,433 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −11,359 | $0.00 | $0 | 88,505 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −287,524 | $0.00 | $0 | 2,240,216 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −204,269 | $0.00 | $0 | 1,591,549 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −99,143 | $0.00 | $0 | 772,461 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −693,998 | $0.00 | $0 | 5,407,224 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −932,505 | $0.00 | $0 | 7,265,535 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −139,753 | $0.00 | $0 | 1,088,873 | 間接 | 重複申報 |
| 2024/11/14 | Class A Common Stock | C轉換處分 | −148,719 | $0.00 | $0 | 1,158,733 | 間接 | 重複申報 |
| 2024/11/18 | Class D Common Stock | S賣出處分 | −5,993,052 | $29.99F19 | −$179,746,612.11 | 46,694,373 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
表 I 有 10 筆交易的價格引用這則附註。
- F18
This amount represents the $31.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.0075 per share.
表 I 有 10 筆交易的價格引用這則附註。
- F19
The Issuer used a portion of the net proceeds from the closing of its secondary offering of Class A Common Stock to purchase Common Units from certain of the Issuer's equityholders, including KKR Dream Holdings LLC, at a price of $29.9925 per Common Unit.
表 II 有 1 筆交易的價格引用這則附註。
備註
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.