KKR Americas XII AIV GP LLC 的 Form 4 申報
OneStream, Inc.（OS），2024/7/29 申報
- 申報編號
- 0001140361-24-034739
- 申報時間
- 2024/7/29 18:08 ET
- 交易日
- 2024/7/25
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 20 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $4,816 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| KKR Americas XII AIV GP LLCCIK 0001746577 | 持股 10% 以上大股東 |
| KKR Associates Americas XII AIV L.P.CIK 0001746589 | 持股 10% 以上大股東 |
| KKR Wolverine I Ltd.CIK 0002031115 | 持股 10% 以上大股東 |
| KKR Americas XII (Dream II) Blocker Parent L.P.CIK 0002031181 | 持股 10% 以上大股東 |
| KKR Americas XII EEA (Dream) Blocker Parent L.P.CIK 0002031183 | 持股 10% 以上大股東 |
| KKR Americas XII (Dream) Blocker Parent L.P.CIK 0002031184 | 持股 10% 以上大股東 |
| KKR Americas Fund XII (Dream) L.P.CIK 0002031185 | 持股 10% 以上大股東 |
| KKR Dream Aggregator GP LLCCIK 0002031186 | 持股 10% 以上大股東 |
| KKR Dream Aggregator L.P.CIK 0002031187 | 持股 10% 以上大股東 |
| KKR Dream Holdings LLCCIK 0002031188 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/25 | Class A Common Stock | C轉換取得 | +1,375,132 | –F2 | – | 1,375,132 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −1,375,132 | $18.85F18 | −$25,921,238.2 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +170,996 | –F2 | – | 170,996 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −170,996 | $18.85F18 | −$3,223,274.6 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +4,551 | –F2 | – | 4,551 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −4,551 | $18.85F18 | −$85,786.35 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +115,193 | –F2 | – | 115,193 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −115,193 | $18.85F18 | −$2,171,388.05 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +81,838 | –F2 | – | 81,838 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −81,838 | $18.85F18 | −$1,542,646.3 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +39,720 | –F2 | – | 39,720 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −39,720 | $18.85F18 | −$748,722 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +278,043 | –F2 | – | 278,043 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −278,043 | $18.85F18 | −$5,241,110.55 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +373,599 | –F2 | – | 373,599 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −373,599 | $18.85F18 | −$7,042,341.15 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +55,990 | –F2 | – | 55,990 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −55,990 | $18.85F18 | −$1,055,411.5 | 0 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換取得 | +59,582 | –F2 | – | 59,582 | 間接 | |
| 2024/7/25 | Class A Common Stock | S賣出處分 | −59,582 | $18.85F18 | −$1,123,120.7 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/7/25 | Class D Common Stock | S賣出處分 | −2,401,060 | $18.85F19 | −$45,259,981 | 52,687,425 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −1,375,132 | $0.00 | $0 | 30,175,083 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −170,996 | $0.00 | $0 | 3,752,240 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −4,551 | $0.00 | $0 | 99,864 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −115,193 | $0.00 | $0 | 2,527,740 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −81,838 | $0.00 | $0 | 1,795,818 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −39,720 | $0.00 | $0 | 871,604 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −278,043 | $0.00 | $0 | 6,101,222 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −373,599 | $0.00 | $0 | 8,198,040 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −55,990 | $0.00 | $0 | 1,228,626 | 間接 | |
| 2024/7/25 | Class A Common Stock | C轉換處分 | −59,582 | $0.00 | $0 | 1,307,452 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis. Each outstanding share of Class D Common Stock will automatically convert into one share of the Issuer's Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.
表 I 有 10 筆交易的價格引用這則附註。
- F18
This amount represents the $20.00 secondary public offering price per share of Class A Common Stock less the underwriting discount of $1.15 per share.
表 I 有 10 筆交易的價格引用這則附註。
- F19
The Issuer used a portion of the net proceeds from the closing of its initial public offering of Class A Common Stock to purchase Common Units from certain of the Issuer's pre-initial public offering equityholders, including KKR Dream Holdings LLC, at a price of $18.85 per Common Unit.
表 II 有 1 筆交易的價格引用這則附註。
備註
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.