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Michael Emil 的 Form 4 申報

D-Wave Quantum Inc.(QBTS),2024/6/7 申報

申報編號
0001140361-24-029348
申報時間
2024/6/7 21:12 ET
交易日
2024/6/5-6/7
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 1 筆非衍生性交易、4 筆衍生性交易。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Michael EmilCIK 0001828144董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/6/6Common Stock, par value $0.0001 per share ("Common Stock")A公司授予取得+106,626$0.00$0993,674直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/6/5Common StockS賣出處分−59,933$0.1435F4−$5,914.52,567,228直接
2024/6/6Common StockS賣出處分−114,225$0.1386F5−$10,887.312,488,676直接
2024/6/6Common StockS賣出處分−3,359$0.1421F6−$328.252,486,366直接
2024/6/7Common StockS賣出處分−22,778$0.139F7−$2,177.442,470,701直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F4

This transaction was executed in multiple trades at prices ranging from $0.14 to $0.15875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4.

表 II 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $0.1350 to $0.1750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4.

表 II 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $0.14 to $0.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4.

表 II 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $0.135 to $0.1444. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of warrants sold at each separate price for all transactions reported on this Form 4.

表 II 有 1 筆交易的價格引用這則附註。

備註

As previously disclosed, on May 31, 2024, June 3, 2024 and June 4, 2024, the reporting person sold an aggregate of 100,450 warrants exercisable for 146,066 shares of Common Stock. The Form 4 filed on June 4, 2024 reporting these sales included a clerical error in the number of shares of common stock underlying the warrants sold on such dates.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)