Michael Emil 的 Form 4 申報

D-Wave Quantum Inc.（QBTS），2024/6/4 申報

申報編號: 0001140361-24-028891
申報時間: 2024/6/4 19:56 ET
交易日: 2024/5/31-6/4
申報延遲: 4 天
10b5-1 計畫: 沒有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 3 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $14.5 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Michael EmilCIK 0001828144	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2024/5/31	Common Stock, par value $0.0001 per share ("Common Stock")	S賣出處分	−36,353	$1.30^F1	−$47,378.86	962,723	直接
2024/6/3	Common Stock	S賣出處分	−25,675	$1.35^F2	−$34,761.38	937,048	直接
2024/6/4	Common Stock	S賣出處分	−49,910	$1.26^F3	−$62,886.6	887,138	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2024/5/31	Common Stock	S賣出處分	−8,411	$0.1716^F5	−$1,443.33	2,700,483	直接
2024/6/3	Common Stock	S賣出處分	−55,983	$0.1532^F6	−$8,576.6	2,644,500	直接
2024/6/4	Common Stock	S賣出處分	−36,056	$0.1433^F7	−$5,166.82	2,608,444	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This transaction was executed in multiple trades at prices ranging from $1.30 to $1.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $1.35 to $1.365. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $1.25 to $1.285. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $0.17 to $0.1788. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 II 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $0.14 to $0.175. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 II 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $0.14 to $0.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）