跳到主要內容

Andreeff Dane 的 Form 4/A 修正申報

修正

Solana Co(HSDT),2024/2/15 申報

申報編號
0001140361-24-008177
申報時間
2024/2/15
交易日
2023/11/30-12/1
申報延遲
77 天
10b5-1 計畫
沒有勾選
原始申報日
2023/12/4

這份申報列了 2 筆非衍生性交易。沿用原件裡沒有重述的 4 筆交易。公開市場買進合計 $2.57 萬。交易後 77 天申報。

這份修正申報重述了 0001140361-23-055933(2023/12/4 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Andreeff DaneCIK 0001201810董事、高階主管(總裁、執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/11/30Common StockP買進取得+641$6.37+$4,083.171,239間接
2023/12/1Common StockP買進取得+643$6.45+$4,147.351,882間接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001140361-23-055933(2023/12/4 申報)。

非衍生性證券(表 I)

沿用 0001140361-23-055933 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/11/30Common StockP買進取得+1,131$6.37+$7,204.4712,551間接
2023/11/30Common StockP買進取得+228$6.37+$1,452.362,603間接
2023/12/1Common StockP買進取得+1,134$6.45+$7,314.313,685間接
2023/12/1Common StockP買進取得+229$6.45+$1,477.052,832間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On December 4, 2023, the reporting person filed a Form 4 (the "Original Form 4") which incorrectly reported that these shares were purchased by Maple Leaf Discovery I, LP ("MLD I"), when in fact they were purchased by Maple Leaf Offshore, Ltd. ("MLO"). This amendment is being filed to correctly reflect the purchases and the amount of shares held by both MLD I and MLO following the reported transactions.

F2

As a result of a rounding error following a reverse stock split by the Issuer, the Original Form 4 incorrectly stated the amount of securities beneficially owned. The amounts reported on this amendment have been corrected to reflect the actual number of shares held at the time of filing the Original Form 4.

F3

The shares are held by MLO. The reporting person is the president of the managing member of Andreeff Equity Advisors, L.L.C., the investment manager of MLO and as such may be deemed to beneficially own the securities owned by MLO. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

F4

The shares are held by MLD I. The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I and as such may be deemed to beneficially own the securities owned by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

F5

The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)