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Perelman Matthew Terker 的 Form 4 申報

Carrols Restaurant Group, Inc.(TAST),2023/12/6 申報

申報編號
0001140361-23-056452
申報時間
2023/12/6 07:54 ET
交易日
2023/12/3
申報延遲
3 天遲報
10b5-1 計畫
沒有勾選

這份申報列了 1 筆非衍生性交易。交易後 3 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Perelman Matthew TerkerCIK 0001771891董事、持股 10% 以上大股東
Sloane Alexander RCIK 0001771894董事、持股 10% 以上大股東
Cambridge Franchise Partners, LLCCIK 0001737771持股 10% 以上大股東
Cambridge Franchise Holdings, LLCCIK 0001777553持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/12/3Common Stock, par value $0.01 per shareS賣出處分−1,960,136–F1,F2–12,447,619間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

On November 13, 2023, Cambridge Franchise Holdings, LLC ("CFH") entered into (i) a master forward confirmation by and between CFH and the Jefferies LLC (the "Jefferies Forward Purchaser"), with respect to forward sale transactions (each such forward sale transaction, a "Forward" and collectively, the "Forwards") covering up to 11,122,133 shares of common stock, par value $0.01 per share, (the "Forward Shares") of Carrols Restaurant Group, Inc. (the "Issuer"), and (ii) a first supplemental confirmation thereto (the "First Supplemental Confirmation"). December 3, 2023, was the final day of the execution period with respect to the Forwards executed pursuant to the First Supplemental Confirmation, and, on the settlement date, CFH will deliver to the Jefferies Forward Purchaser 1,960,136 Forward Shares and receive from the Jefferies Forward Purchaser a cash payment of $14,206,085.66, or approximately $7.25 per Forward Share.

表 I 有 1 筆交易的價格引用這則附註。

F2

(continued from Footnote 1) Of the maximum 11,122,133 Forward Shares which could have been sold under these Forwards, 1,960,136 were sold and 9,161,997 remain unsold as of December 3, 2023. Such cash payment was based on a price per Forward Share equal to the product of (i) 100% minus the commission paid to the Jefferies Forward Purchaser and (ii) a price per Forward Share equal to a weighted-average of the daily volume-weighted average price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)