Kravis Henry R 的 Form 4 申報
Crescent Energy Co（CRGY），2023/11/17 申報
- 申報編號
- 0001140361-23-053871
- 申報時間
- 2023/11/17 16:19 ET
- 交易日
- 2023/11/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $3,270 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kravis Henry RCIK 0001081714 | 持股 10% 以上大股東 |
| Roberts George RCIK 0001081715 | 持股 10% 以上大股東 |
| KKR & Co. Inc.CIK 0001404912 | 持股 10% 以上大股東 |
| KKR Management LLPCIK 0001472694 | 持股 10% 以上大股東 |
| KKR Group Partnership L.P.CIK 0001472698 | 持股 10% 以上大股東 |
| KKR Group Holdings Corp.CIK 0001743754 | 持股 10% 以上大股東 |
| KKR Group Co. Inc.CIK 0001932162 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
The terms of the Amended and Restated Limited Liability Company of Crescent Energy OpCo LLC ("OpCo") provide certain holders of units of OpCo ("OpCo LLC Units") with certain rights to cause OpCo to acquire all or a portion of the OpCo LLC Units (the "Redemption Right") for, at OpCo's election, (a) shares of Class A Common Stock of the Issuer at a redemption ratio of one share of Class A Common Stock for each OpCo LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a share of Class A Common Stock of the Issuer on the trading day that is immediately prior to the date of the redemption. In connection with any redemption of OpCo LLC Units pursuant to the Redemption Right, the corresponding number of shares of the Class B Common Stock will be cancelled. The OpCo LLC Units and the Redemption Right have no expiration date.
表 I 有 2 筆、表 II 有 1 筆交易的價格引用這則附註。
- F7
On November 15, 2023, IE Aggregator converted 3,000,000 shares of Class B Common Stock and OpCo LLC Units into an equal number of shares of Class A Common Stock. On November 15, 2023, IE Aggregator sold 3,000,000 shares of Class A Common Stock at a price per share of $10.90.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
備註
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Person have filed a separate Form 4.