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Antara Capital LP 的 Form 4 申報

AMC Entertainment Holdings, Inc.(AMC),2023/5/10 申報

申報編號
0001140361-23-023933
申報時間
2023/5/10 17:29 ET
交易日
2023/5/8
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆衍生性交易。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Antara Capital LPCIK 0001750183持股 10% 以上大股東
Gulati HimanshuCIK 0001789562持股 10% 以上大股東
Antara Capital Master Fund LPCIK 0001789567持股 10% 以上大股東
Antara Capital Fund GP LLCCIK 0001789581持股 10% 以上大股東
Antara Capital GP LLCCIK 0001789582持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

這份申報沒有這一類的交易。

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/5/8Class A Common StockP買進取得+400,000$5.91F5+$2,364,0000間接
2023/5/8Class A Common StockP買進取得+325,581$5.91F6+$1,924,183.71200,000間接
2023/5/8Class A Common StockP買進取得+200,000$5.90F7+$1,180,0000間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F5

Antara Master Fund closed its total return swap with a counterparty via acquiring "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the counterparty would pay the per share price of $3.82 to the reporting person, and the reporting person would pay to the counterparty an amount equal to the then per share market price, for each of the applicable number of shares.

表 II 有 1 筆交易的價格引用這則附註。

F6

Antara Master Fund closed a portion of its total return swap with a counterparty via acquiring "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the counterparty would pay the per share price of $6.114 to the reporting person, and the reporting person would pay to the counterparty an amount equal to the then per share market price, for each of the applicable number of shares.

表 II 有 1 筆交易的價格引用這則附註。

F7

Antara Master Fund closed its total return swap with a counterparty by delivering 200,000 shares of Class A Common Stock to the same counterparty. The swap agreement provided that, upon settlement of the swap, the counterparty would pay the per share price of $6.114 to the reporting person, and the reporting person would pay to the counterparty an amount equal to the then per share market price, for each of the applicable number of shares.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)