Iverson Gregory James 的 Form 4/A 修正申報
修正BRC Inc.（BRCC），2023/4/25 申報
- 申報編號
- 0001140361-23-020297
- 申報時間
- 2023/4/25
- 交易日
- 2023/2/15
- 申報延遲
- 69 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/2/17
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $40.1 萬。交易後 69 天申報。
這份修正申報取代了 0001104659-23-023370（2023/2/17 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Iverson Gregory JamesCIK 0001456658 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/15 | Class B Common Stock | J其他處分 | −50,000 | $0.00 | $0 | 1,417,535 | 直接 | |
| 2023/2/15 | Class A Common Stock | C轉換取得 | +50,000 | $0.00 | $0 | 67,500 | 直接 | |
| 2023/2/15 | Class A Common Stock | S賣出處分 | −50,000 | $8.03F4 | −$401,500 | 17,500 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/15 | Class A Common Stock | C轉換處分 | −50,000 | $0.00 | $0 | 1,417,535 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The reported securities provide no economic rights in the Issuer to the holder thereof but each share of Class B Common Stock entitles the holder to one vote as a common stockholder of the Issuer.
- F2
Represents the exchange of 50,000 common units of Authentic Brands LLC for an equivalent number of shares of Class A Common Stock of the Issuer and the forfeiture of an equivalent number of shares of Class B Common Stock of the Issuer.
- F3
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.00 to $8.08, inclusive, and the Reporting Person undertakes to provide to the Issuer, the Staff of the Securities and Exchange Commission or any shareholder of the Issuer, upon request, full information regarding shares sold at each price within such range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The reported securities are Common Units of Authentic Brands LLC. These Common Units may be exchanged by the holder (upon forfeiture of an equivalent number of shares of Class B Common Stock of the Issuer) for an equivalent number of shares of Class A Common Stock of the Issuer (or the cash value thereof, at the election of the Issuer).