Antara Capital LP 的 Form 4/A 修正申報
修正AMC Entertainment Holdings, Inc.（AMC），2023/4/11 申報
- 申報編號
- 0001140361-23-017842
- 申報時間
- 2023/4/11 18:34 ET
- 交易日
- 2023/3/6
- 申報延遲
- 36 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/3/8
這份申報列了 3 筆衍生性交易。沿用原件裡沒有重述的 5 筆交易。交易後 36 天申報。
這份修正申報重述了 0001140361-23-010690（2023/3/8 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Antara Capital LPCIK 0001750183 | 持股 10% 以上大股東 |
| Gulati HimanshuCIK 0001789562 | 持股 10% 以上大股東 |
| Antara Capital Master Fund LPCIK 0001789567 | 持股 10% 以上大股東 |
| Antara Capital Fund GP LLCCIK 0001789581 | 持股 10% 以上大股東 |
| Antara Capital GP LLCCIK 0001789582 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/6 | Class A Common Stock | S賣出處分 | −1,000,000 | $0.37 | −$3,700 | 0 | 間接 | |
| 2023/3/6 | Class A Common Stock | S賣出處分 | −2,500,000 | $0.40 | −$10,000 | 0 | 間接 | |
| 2023/3/6 | Class A Common Stock | S賣出處分 | −1,500,000 | $0.86 | −$12,900 | 0 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001140361-23-010690（2023/3/8 申報）。
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/6 | Class A Common Stock | P買進取得 | +340,581 | $6.48 | +$2,206,964.88 | 0 | 間接 | |
| 2023/3/6 | Class A Common Stock | P買進取得 | +640,000 | $6.48 | +$4,147,200 | 0 | 間接 | |
| 2023/3/6 | Class A Common Stock | P買進取得 | +845,000 | $6.48 | +$5,475,600 | 0 | 間接 | |
| 2023/3/6 | Class A Common Stock | P買進取得 | +500,000 | $6.48 | +$3,240,000 | 0 | 間接 | |
| 2023/3/6 | Class A Common Stock | P買進取得 | +474,419 | $6.48 | +$3,074,235.12 | 525,581 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").
- F2
Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.
- F3
The securities are held directly by Antara Master Fund.
- F4
This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F5
This filing amends the Form 4, which was originally filed on March 8, 2023. This line amends and restates Table II, Line 6 of the Form 4 to correct the amount of securities underlying the derivative security.
- F6
This filing amends the Form 4, which was originally filed on March 8, 2023. This line amends and restates Table II, Line 7 of the Form 4 to correct the amount of securities underlying the derivative security.
- F7
This filing amends the Form 4, which was originally filed on March 8, 2023. This line amends and restates Table II, Line 8 of the Form 4 to correct the amount of securities underlying the derivative security.