Yeager David P 的 Form 4/A 修正申報
修正Hub Group, Inc.HUBG，2022/9/22 申報
- 申報編號
- 0001140361-22-034432
- 申報時間
- 2022/9/22
- 交易日
- 2022/8/9
- 申報延遲
- 44 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/8/11
這份申報列了 2 筆非衍生性交易。沿用原件裡沒有重述的 8 筆交易。公開市場買進合計 $1,468 萬。公開市場賣出合計 $1,589 萬。交易後 44 天申報。
這份修正申報重述了 0001567619-22-015624（2022/8/11 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Yeager David PCIK 0001243751 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/9 | Class A Common Stock | S賣出處分 | −65,914 | $80.83 | −$5,327,828.62 | 0 | 間接 | |
| 2022/8/9 | Class B Common Stock | P買進取得 | +46,879 | $104.99 | +$4,921,826.21 | 46,879 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001567619-22-015624（2022/8/11 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/9 | Class A Common Stock | S賣出取得 | +50,419 | $80.83 | +$4,075,367.77 | 111,850 | 直接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −20,603 | $80.83 | −$1,665,340.49 | 91,247 | 直接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −38,189 | $80.83 | −$3,086,816.87 | 53,058 | 直接 | |
| 2022/8/9 | Class A Common Stock | S賣出處分 | −21,454 | $80.83 | −$1,734,126.82 | 0 | 間接 | |
| 2022/8/9 | Class B Common Stock | P買進取得 | +35,859 | $104.99 | +$3,764,836.41 | 99,747 | 直接 | |
| 2022/8/9 | Class B Common Stock | P買進取得 | +14,653 | $104.99 | +$1,538,418.47 | 114,400 | 直接 | |
| 2022/8/9 | Class B Common Stock | P買進取得 | +27,161 | $104.99 | +$2,851,633.39 | 141,561 | 直接 | |
| 2022/8/9 | Class B Common Stock | P買進取得 | +15,259 | $104.99 | +$1,602,042.41 | 15,259 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This Form 4 is being amended to report a sale of Class A Common Stock ("Class A Shares") and a purchase of Class B Common Stock ("Class B Shares") pursuant to the closing of the Common Stock Exchange and Repurchase Agreement on August 9, 2022, which transactions were omitted from the Form 4 filed by the Reporting Person on August 11, 2022 (the "Original Form 4"), due to administrative error.
- F2
The reported sale of Class A Shares and purchase of Class B Shares were effected through a family trust for which the reporting person has beneficial ownership, and such transactions should therefore have been included with the sales of Class A Shares and purchases of Class B Shares (which are not matchable under Section 16(b)) that were timely reported by the Reporting Person on the Original Form 4. For more information see the Current Report on Form 8-K filed by the Issuer on August 9, 2022.
- F3
The Original Form 4 omitted a footnote explaining a correction of the Reporting Person's direct aggregate holdings of Class A Shares to remove 20,000 Class A Shares attributed to unvested performance shares, which were inadvertently included in the March 11, 2022 Form 4 for the Reporting Person.
- F4
The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their Class B Shares in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 574,903 Class B Shares.
- F5
The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.