BROOKFIELD Corp 的 Form 4 申報
Vistra Corp.（VST），2022/5/6 申報
- 申報編號
- 0001140361-22-018168
- 申報時間
- 2022/5/6 19:51 ET
- 交易日
- 2022/5/4-5/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $7,584 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | 其他：See Remarks |
| Brookfield Asset Management Private Institutional Capital Adviser (Canada) LPCIK 0001504716 | 其他：See Remarks |
| Brookfield Private Funds Holdings Inc.CIK 0001504723 | 其他：See Remarks |
| Brookfield Holdings Canada Inc.CIK 0001540230 | 其他：See Remarks |
| Titan Co-Investment-HI, L.P.CIK 0001703164 | 其他：See Remarks |
| Titan Co-Investment-AC, L.P.CIK 0001703167 | 其他：See Remarks |
| Brookfield Canada Adviser, LPCIK 0001703173 | 其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/4 | Common Stock, par value $0.01 per share | S賣出處分 | −750,000 | $25.77F5 | −$19,327,500 | 18,538,903 | 間接 | 重複申報 |
| 2022/5/5 | Common Stock, par value $0.01 per share | S賣出處分 | −316,131 | $25.82F7 | −$8,162,502.42 | 18,222,772 | 間接 | 重複申報 |
| 2022/5/5 | Common Stock, par value $0.01 per share | S賣出處分 | −329,992 | $25.48F9 | −$8,408,196.16 | 17,892,780 | 間接 | 重複申報 |
| 2022/5/6 | Common Stock, par value $0.01 per share | S賣出處分 | −1,500,000 | $26.63F10 | −$39,945,000 | 16,392,780 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
See Exhibit 99.1 for text of footnote (5).
表 I 有 1 筆交易的價格引用這則附註。
- F7
See Exhibit 99.1 for text of footnote (7).
表 I 有 1 筆交易的價格引用這則附註。
- F9
See Exhibit 99.1 for text of footnote (9).
表 I 有 1 筆交易的價格引用這則附註。
- F10
See Exhibit 99.1 for text of footnote (10).
表 I 有 1 筆交易的價格引用這則附註。
備註
Following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, by and among Oaktree Capital Group, LLC ("OCG"), Brookfield Asset Management Inc. ("BAM") and other parties thereto (as reported in a Form 8-K filed by OCG on October 4, 2019), BAM and certain of its affiliates may be deemed to beneficially own securities of the Issuer held by OCG and certain of its affiliates, which beneficial ownership BAM and its affiliates disclaims except to the extent of their respective pecuniary interests therein. Due to the technical limitation on the number of reporting persons per filing, this filing is being made into two identical parts. This filing is part two of two. See Exhibit 99.2 for Joint Filer Information and Signatures incorporated herein by reference.