Advent International, L.P. 的 Form 4 申報
Olaplex Holdings, Inc.（OLPX），2021/10/6 申報
- 申報編號
- 0001140361-21-033922
- 申報時間
- 2021/10/6 20:01 ET
- 交易日
- 2021/10/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $13.7 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Advent International, L.P.CIK 0001034196 | 董事、持股 10% 以上大股東 |
| Advent International GPE IX-D SCSpCIK 0001774557 | 董事、持股 10% 以上大股東 |
| Advent International GPE IX-A SCSpCIK 0001774562 | 董事、持股 10% 以上大股東 |
| Advent International GPE IX-E SCSpCIK 0001774631 | 董事、持股 10% 以上大股東 |
| Advent International GPE IX Strategic Investors SCSpCIK 0001775900 | 董事、持股 10% 以上大股東 |
| GPE IX GP S.a.r.l.CIK 0001882491 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/4 | Common Stock | S賣出處分 | −68,711,029 | $19.90F1 | −$1,367,177,699.53 | 509,775,426 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
See Exhibit 99.1 for text of footnote (1).
表 I 有 1 筆交易的價格引用這則附註。
備註
David Mussafer, the Chairman and Managing Partner of Advent, Tricia Glynn, a Managing Director of Advent and Michael White, a Principal of Advent (together, the "Advent Directors"), each serve on the board of directors of the Issuer, and have been deputized to represent the Reporting Persons on the board of directors. By virtue of the Advent Directors' representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. The Advent Directors have filed separate Section 16 reports disclosing securities of the Issuer that they may be deemed to beneficially own for Section 16 purposes. Exhibit 99.1 (Footnotes to Form 4) and Exhibit 99.2 (Signatures and Joint Filer Information) are incorporated by reference. Form 2 of 3: This Form 4 is the second of three Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International Corporation.