Winn David Randall 的 Form 4 申報
ZoomInfo Technologies Inc.（GTM），2021/9/15 申報
- 申報編號
- 0001140361-21-031385
- 申報時間
- 2021/9/15 18:03 ET
- 交易日
- 2021/9/13-9/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 23 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $4,271 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Winn David RandallCIK 0001813116 | 董事 |
| FiveW DiscoverOrg LLCCIK 0001629062 | 其他：See Remarks |
| FiveW Capital LLCCIK 0001813869 | 其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Class A Common Stock | C轉換取得 | +10,504 | –F5 | – | 10,504 | 間接 | |
| 2021/9/13 | Class A Common Stock | C轉換取得 | +320,278 | –F5 | – | 7,116,756 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −49,781 | $64.68F8 | −$3,219,884.86 | 1,675,259 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −8,617 | $64.68F8 | −$557,356.18 | 1,887 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −262,740 | $64.68F8 | −$16,994,285.94 | 6,854,016 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −58,881 | $64.68F8 | −$3,808,481.96 | 1,981,477 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −60,237 | $64.68F8 | −$3,896,189.4 | 2,027,148 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −10,901 | $65.41F9 | −$713,036.59 | 1,664,358 | 直接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −1,887 | $65.41F9 | −$123,429.05 | 0 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −57,538 | $65.41F9 | −$3,763,572.09 | 6,796,478 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −12,894 | $65.41F9 | −$843,399.12 | 1,968,538 | 間接 | |
| 2021/9/13 | Class A Common Stock | S賣出處分 | −13,192 | $65.41F9 | −$862,891.36 | 2,013,956 | 間接 | |
| 2021/9/14 | Class A Common Stock | C轉換取得 | +288,124 | –F5 | – | 288,124 | 間接 | |
| 2021/9/14 | Class A Common Stock | C轉換取得 | +1,987,901 | –F5 | – | 8,784,379 | 間接 | |
| 2021/9/14 | Class A Common Stock | S賣出處分 | −120,601 | $65.75 | −$7,929,515.75 | 1,543,757 | 直接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −1,316,558 | $65.75 | −$86,563,688.5 | 7,467,821 | 間接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −1,436,350 | $65.75 | −$94,440,012.5 | 532,233 | 間接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −1,058,535 | $65.75 | −$69,598,676.25 | 955,421 | 間接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −67,956 | $65.75 | −$4,468,107 | 220,168 | 間接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −9,472 | $0.00F11 | $0 | 0 | 間接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −532,233 | $0.00F11 | $0 | 0 | 間接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −129,698 | $0.00F11 | $0 | 0 | 間接 | |
| 2021/9/14 | Class A Common Stock | J其他處分 | −220,168 | $0.00F11 | $0 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/13 | Class A Common Stock | C轉換處分 | −10,504 | $0.00 | $0 | 288,124 | 間接 | |
| 2021/9/13 | Class A Common Stock | C轉換處分 | −320,278 | $0.00 | $0 | 1,987,901 | 間接 | |
| 2021/9/14 | Class A Common Stock | C轉換處分 | −288,124 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/14 | Class A Common Stock | C轉換處分 | −1,987,901 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter.
表 I 有 4 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.23 to $65.01, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 5 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.405 to $65.425, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 5 筆交易的價格引用這則附註。
- F11
These shares were distributed in-kind, pro-rata and for no additional consideration to the partners or members (as applicable) of the direct holder of the shares in connection with its liquidation of this investment (the "Liquidating Distribution").
表 I 有 4 筆交易的價格引用這則附註。
備註
This Form 4 is being filed in conjunction with the Form 4 filed simultaneously by: D. Randall Winn, FiveW DiscoverOrg, LLC, and FiveW Capital LLC. Each of Mr. Edell, the 22C Capital reporting persons and the FiveW reporting persons may be deemed directors of the Issuer by deputization of Mr. Winn, who serves as a director on the Issuer's board of directors. Exhibit 99.1: Additional Signatures.