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Winn David Randall 的 Form 4 申報

ZoomInfo Technologies Inc.（GTM），2021/8/13 申報

申報編號
0001140361-21-028269
申報時間
2021/8/13 16:07 ET
交易日
2021/8/11
申報延遲
2 天
10b5-1 計畫
表單沒有這欄（2023 年以前）

這份申報列了 10 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $9,642 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Winn David RandallCIK 0001813116董事、持股 10% 以上大股東
FiveW DiscoverOrg LLCCIK 0001629062持股 10% 以上大股東、其他：See Remarks
FiveW Capital LLCCIK 0001813869持股 10% 以上大股東、其他：See Remarks

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/11Class A Common StockC轉換取得+30,440–F5–30,440間接重複申報
2021/8/11Class A Common StockC轉換取得+102,690–F6–102,690直接
2021/8/11Class A Common StockC轉換取得+281,130–F6–281,130間接重複申報
2021/8/11Class A Common StockC轉換取得+928,069–F6–928,069間接重複申報
2021/8/11Class A Common StockC轉換取得+212,774–F6–1,210,283間接重複申報
2021/8/11Class A Common StockS賣出處分−30,440$62.00F9−$1,887,2800間接重複申報
2021/8/11Class A Common StockS賣出處分−102,690$62.00F9−$6,366,7800直接
2021/8/11Class A Common StockS賣出處分−281,130$62.00F9−$17,430,0600間接重複申報
2021/8/11Class A Common StockS賣出處分−928,069$62.00F9−$57,540,2780間接重複申報
2021/8/11Class A Common StockS賣出處分−212,774$62.00F9−$13,191,988997,509間接重複申報

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/8/11Class A Common StockC轉換處分−30,440$0.00$0303,194間接重複申報
2021/8/11Class A Common StockC轉換處分−102,690$0.00$01,022,829直接
2021/8/11Class A Common StockC轉換處分−281,130$0.00$02,800,143間接重複申報
2021/8/11Class A Common StockC轉換處分−928,069$0.00$06,935,688間接重複申報
2021/8/11Class A Common StockC轉換處分−212,774$0.00$01,121,792間接重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

F5

Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter.

表 I 有 1 筆交易的價格引用這則附註。

F6

Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share.

表 I 有 4 筆交易的價格引用這則附註。

F9

These conversions and sales were effected pursuant to an underwritten secondary offering that closed on August 11, 2021.

表 I 有 5 筆交易的價格引用這則附註。

備註

This Form 4 is being filed in conjunction with the Form 4 filed simultaneously by: 22C Magellan Holdings LLC, 22C Capital I-A, L.P., 22C DiscoverOrg Investors, LLC, 22C DiscoverOrg MM, LLC, 22C DiscoverOrg Advisors, LLC, 22C Capital I, L.P., 22C Capital GP I, L.L.C., 22C Capital GP I MM LLC, and Eric Edell. Each of Mr. Edell, the 22C Capital reporting persons and the FiveW reporting persons may be deemed directors of the Issuer by deputization of Mr. Winn, who serves as a director on the Issuer's board of directors. Exhibit 99.1: Additional Signatures

看 SEC EDGAR 上的完整原文 （在新分頁開啟）