Winn David Randall 的 Form 4 申報
ZoomInfo Technologies Inc.（GTM），2021/8/4 申報
- 申報編號
- 0001140361-21-026994
- 申報時間
- 2021/8/4 21:13 ET
- 交易日
- 2021/8/3
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 28 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $1.01 億。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Winn David RandallCIK 0001813116 | 董事、持股 10% 以上大股東 |
| FiveW DiscoverOrg LLCCIK 0001629062 | 持股 10% 以上大股東、其他：See Remarks |
| FiveW Capital LLCCIK 0001813869 | 持股 10% 以上大股東、其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/3 | Class A Common Stock | C轉換取得 | +428,591 | –F6 | – | 428,591 | 間接 | |
| 2021/8/3 | Class A Common Stock | C轉換取得 | +1,036,324 | –F6 | – | 1,036,324 | 間接 | |
| 2021/8/3 | Class A Common Stock | C轉換取得 | +237,594 | –F6 | – | 1,235,103 | 間接 | |
| 2021/8/3 | Class A Common Stock | C轉換取得 | +33,991 | –F7 | – | 33,991 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −119,036 | $56.38F11 | −$6,710,761.63 | 309,555 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −287,827 | $56.38F11 | −$16,226,506.17 | 748,497 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −65,989 | $56.38F11 | −$3,720,189.27 | 1,169,114 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −9,441 | $56.38F11 | −$532,244.87 | 24,550 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −91,292 | $57.22F12 | −$5,223,947.34 | 218,263 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −220,743 | $57.22F12 | −$12,631,444.24 | 527,754 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −50,609 | $57.22F12 | −$2,895,968.44 | 1,118,505 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −7,240 | $57.22F12 | −$414,290.18 | 17,310 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −75,032 | $58.27F13 | −$4,372,354.74 | 143,231 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −181,425 | $58.27F13 | −$10,572,215.31 | 346,329 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −41,595 | $58.27F13 | −$2,423,873.75 | 1,076,910 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −5,950 | $58.27F13 | −$346,725.54 | 11,360 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −98,987 | $59.30F14 | −$5,869,919.2 | 44,244 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −239,348 | $59.30F14 | −$14,193,312.47 | 106,981 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −54,874 | $59.30F14 | −$3,254,022.71 | 1,022,036 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −7,851 | $59.30F14 | −$465,563.51 | 3,509 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −21,882 | $60.12F15 | −$1,315,537.09 | 22,362 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −52,910 | $60.12F15 | −$3,180,928.04 | 54,071 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −12,130 | $60.12F15 | −$729,250.75 | 1,009,906 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −1,736 | $60.12F15 | −$104,367.63 | 1,773 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −22,362 | $61.20F16 | −$1,368,511.91 | 0 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −54,071 | $61.20F16 | −$3,309,042.47 | 0 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −12,397 | $61.20F16 | −$758,672.85 | 997,509 | 間接 | |
| 2021/8/3 | Class A Common Stock | S賣出處分 | −1,773 | $61.20F16 | −$108,504.23 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/3 | Class A Common Stock | C轉換處分 | −428,591 | $0.00 | $0 | 3,495,749 | 間接 | |
| 2021/8/3 | Class A Common Stock | C轉換處分 | −1,036,324 | $0.00 | $0 | 9,186,572 | 間接 | |
| 2021/8/3 | Class A Common Stock | C轉換處分 | −237,594 | $0.00 | $0 | 1,637,842 | 間接 | |
| 2021/8/3 | Class A Common Stock | C轉換處分 | −33,991 | $0.00 | $0 | 42,163 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share.
表 I 有 3 筆交易的價格引用這則附註。
- F7
Pursuant to the terms of the limited liability company agreement for ZoomInfo Intermediate Holdings LLC ("HoldCo"), limited liability company units of HoldCo ("HoldCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.84 to $56.835, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 4 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.84 to $57.835, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 4 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.84 to $58.835, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 4 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.84 to $59.835, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 4 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $60.72, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 4 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.89 to $61.76, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 4 筆交易的價格引用這則附註。
備註
This Form 4 is being filed in conjunction with the Form 4 filed simultaneously by: 22C Magellan Holdings LLC, 22C Capital I-A, L.P., 22C DiscoverOrg Investors, LLC, 22C DiscoverOrg MM, LLC, 22C DiscoverOrg Advisors, LLC, 22C Capital I, L.P., 22C Capital GP I, L.L.C., 22C Capital GP I MM LLC, and Eric Edell. Each of Mr. Edell, the 22C Capital reporting persons and the FiveW reporting persons may be deemed directors of the Issuer by deputization of Mr. Winn, who serves as a director on the Issuer's board of directors. Exhibit 99.1: Additional Signatures