Nygaard Jeffrey D. 的 Form 4/A 修正申報
修正Seagate Technology Holdings plc（STX），2022/1/10 申報
- 申報編號
- 0001137789-22-000006
- 申報時間
- 2022/1/10
- 交易日
- 2022/1/5
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/1/6
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $36.5 萬。交易後 5 天申報。
這份修正申報取代了 0001137789-22-000004（2022/1/6 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Nygaard Jeffrey D.CIK 0001720273 | 高階主管（執行副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/5 | Ordinary Shares | M行使選擇權處分 | −3,158 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2
This amendment is being filed to correct errors relating to the transfer of Ordinary Shares by the Reporting Person to the Jeffery D. Nygaard Revocable Trust U/A Dated August 17, 2009 on November 23, 2021.
- F3
These Ordinary Shares were sold in multiple trades at prices ranging from $114.33 to $115.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
These Ordinary Shares were sold in multiple trades at prices ranging from $115.42 to $116.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
On November 23, 2021, the Reporting Person transferred 12,470 Ordinary Shares previously owned directly to the Jeffrey D. Nygaard Revocable Trust U/A Dated August 17, 2009.
- F6
Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options vested on September 9, 2017. The remaining options vested in equal monthly installments over the 36 months following September 9, 2017.