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Mackovak Benjamin 的 Form 4 申報

United Security Bancshares(UBFO),2023/6/5 申報

申報編號
0001137547-23-000052
申報時間
2023/6/5
交易日
2023/6/1
申報延遲
4 天
10b5-1 計畫
沒有勾選

這份申報列了 2 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $652.7 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mackovak BenjaminCIK 0001697577董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/6/1Common StockM行使選擇權取得+569–F1–6,814直接
2023/6/1Common StockS賣出處分−932,491$7.00F2−$6,527,4370間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/6/1Common StockA公司授予取得+569–F3–15,569直接
2023/6/1Common StockM行使選擇權處分−569–F3–15,000直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on June 1, 2023.

表 I 有 1 筆交易的價格引用這則附註。

F2

Shares owned directly by Strategic Value Investors LP. Mr. Mackovak, solely by virtue of his position as a managing member of Strategic Value Bank Partners LLC, which serves as the general partner of Strategic Value Investors LP, may be deemed to beneficially own the shares owned directly by Strategic Value Investors LP for purposes of Section 16. Mr. Mackovak expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Mr. Mackovak was the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

表 I 有 1 筆交易的價格引用這則附註。

F3

Represents a grant of restricted stock units on June 1, 2023, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.

表 II 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)