Buckley Robert 的 Form 4 申報
Novanta Inc（NOVT），2024/9/5 申報
- 申報編號
- 0001127602-24-023579
- 申報時間
- 2024/9/5
- 交易日
- 2024/9/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $77.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Buckley RobertCIK 0001513778 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/3 | Common Stock | M行使選擇權取得 | +4,379 | $14.13 | +$61,875.27 | 124,798 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −2,233 | $174.45F2 | −$389,546.85 | 122,565 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −429 | $175.61F3 | −$75,336.69 | 122,136 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −716 | $176.49F4 | −$126,366.84 | 121,420 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −19 | $177.57F5 | −$3,373.83 | 121,401 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −395 | $179.87F6 | −$71,048.65 | 121,006 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −585 | $180.42F7 | −$105,545.7 | 120,421 | 直接 | |
| 2024/9/3 | Common Stock | S賣出處分 | −2 | $181.72 | −$363.44 | 120,419 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/3 | Common Stock | M行使選擇權處分 | −4,379 | $0.00 | $0 | 28,552 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades ranging from $174.06 to $175.05. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades ranging from $175.07 to $175.98. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades ranging from $176.08 to $177.07. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $177.57 to $177.58. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades ranging from $179.16 to $180.15. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades ranging from $180.16 to $180.78. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Power of Attorney on file