Henley Jeffrey 的 Form 4 申報
Oracle CorpORCL，2024/3/14 申報
- 申報編號
- 0001127602-24-010134
- 申報時間
- 2024/3/14
- 交易日
- 2024/3/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $5,077 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Henley JeffreyCIK 0001206100 | 董事、高階主管（副董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/12 | Common Stock | M行使選擇權取得 | +400,000 | $40.47 | +$16,188,000 | 1,507,916 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −60,978 | $125.25F2 | −$7,637,494.5 | 1,446,938 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −126,567 | $126.26F3 | −$15,980,349.42 | 1,320,371 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −106,654 | $127.09F4 | −$13,554,656.86 | 1,213,717 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −79,507 | $128.33F5 | −$10,203,133.31 | 1,134,210 | 間接 | |
| 2024/3/12 | Common Stock | S賣出處分 | −26,294 | $129.03F6 | −$3,392,714.82 | 1,107,916 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/12 | Common Stock | M行使選擇權處分 | −400,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $124.75. to $125.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $125.76. to $126.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $126.78. to $127.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $127.81. to $128.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $128.83. to $129.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。