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Lemerand June C 的 Form 4 申報

Snap-on Inc(SNA),2023/11/30 申報

申報編號
0001127602-23-028476
申報時間
2023/11/30
交易日
2023/11/30
申報延遲
當天
10b5-1 計畫
沒有勾選

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $98.4 萬。交易當天就申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lemerand June CCIK 0001707381高階主管(副總裁、資訊長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/11/30Common StockM行使選擇權取得+3,600$155.92+$561,3125,543.9直接
2023/11/30Common StockS賣出處分−1,142$272.63F2−$311,343.464,401.9直接
2023/11/30Common StockS賣出處分−2,158$273.64F3−$590,515.122,243.9直接
2023/11/30Common StockS賣出處分−300$274.28F4−$82,2841,943.9直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/11/30Common StockM行使選擇權處分−3,600–F6–0直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $272.17 to $273.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $273.18 to $274.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $274.19 to $274.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F6

Exercise of Rule 16b-3 stock option.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)