Pinchuk Nicholas T 的 Form 4 申報
Snap-on Inc（SNA），2023/9/20 申報
- 申報編號
- 0001127602-23-024533
- 申報時間
- 2023/9/20
- 交易日
- 2023/9/19
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $570.0 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pinchuk Nicholas TCIK 0001246136 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/19 | Common Stock | M行使選擇權取得 | +32,500 | $109.43 | +$3,556,475 | 719,584.1 | 直接 | |
| 2023/9/19 | Common Stock | S賣出處分 | −6,184 | $257.32F4 | −$1,591,266.88 | 713,400.1 | 直接 | |
| 2023/9/19 | Common Stock | S賣出處分 | −10,802 | $258.01F5 | −$2,787,024.02 | 702,598.1 | 直接 | |
| 2023/9/19 | Common Stock | S賣出處分 | −3,173 | $259.14F6 | −$822,251.22 | 699,425.1 | 直接 | |
| 2023/9/19 | Common Stock | S賣出處分 | −1,919 | $260.04F7 | −$499,016.76 | 697,506.1 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/19 | Common Stock | M行使選擇權處分 | −32,500 | –F9 | – | 32,500 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
This transaction was executed in multiple trades at prices ranging from $256.67 to $257.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $257.67 to $258.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $258.67 to $259.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $259.77 to $260.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 22, 2023.
表 II 有 1 筆交易的價格引用這則附註。