Sullivan Timothy Eugene 的 Form 4 申報
Apellis Pharmaceuticals, Inc.APLS，2023/6/6 申報
- 申報編號
- 0001127602-23-018065
- 申報時間
- 2023/6/6
- 交易日
- 2023/6/5
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $619.7 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sullivan Timothy EugeneCIK 0001707000 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/5 | Common Stock | M行使選擇權取得 | +69,779 | $10.03 | +$699,883.37 | 147,492 | 直接 | |
| 2023/6/5 | Common Stock | S賣出處分 | −1,600 | $90.60F3 | −$144,960 | 145,892 | 直接 | |
| 2023/6/5 | Common Stock | S賣出處分 | −30,609 | $87.79F4 | −$2,687,164.11 | 115,283 | 直接 | |
| 2023/6/5 | Common Stock | S賣出處分 | −7,064 | $88.36F5 | −$624,175.04 | 108,219 | 直接 | |
| 2023/6/5 | Common Stock | S賣出處分 | −30,506 | $89.83F6 | −$2,740,353.98 | 77,713 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/5 | Common Stock | M行使選擇權處分 | −69,779 | $0.00 | $0 | 288,840 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $90.380 - $90.790. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $87.155 - $88.150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $88.160 - $89.130. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $89.375 - $90.370. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。