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Banerjee Anup R 的 Form 4 申報

Snap-on Inc(SNA),2023/4/25 申報

申報編號
0001127602-23-013539
申報時間
2023/4/25
交易日
2023/4/24
申報延遲
1 天
10b5-1 計畫
沒有勾選

這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $772.2 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Banerjee Anup RCIK 0001651010高階主管(Sr VP & Chief Devel. Officer)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/4/24Common StockM行使選擇權取得+28,000$168.70+$4,723,60033,994直接
2023/4/24Common StockM行使選擇權取得+1,750$155.92+$272,86035,744直接
2023/4/24Common StockS賣出處分−2,484$257.84F1−$640,474.5633,260直接
2023/4/24Common StockS賣出處分−14,352$258.80F2−$3,714,297.618,908直接
2023/4/24Common StockS賣出處分−5,914$259.70F3−$1,535,865.812,994直接
2023/4/24Common StockS賣出處分−3,100$260.62F4−$807,9229,894直接
2023/4/24Common StockS賣出處分−2,100$261.99F5−$550,1797,794直接
2023/4/24Common StockS賣出處分−1,800$262.77F6−$472,9865,994直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/4/24Common StockM行使選擇權處分−28,000–F8–0直接
2023/4/24Common StockM行使選擇權處分−1,750–F8–0直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $257.28 to $258.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F2

This transaction was executed in multiple trades at prices ranging from $258.28 to $259.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $259.31 to $260.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $260.32 to $261.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $261.37 to $262.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $262.43 to $263.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

表 I 有 1 筆交易的價格引用這則附註。

F8

Exercise of Rule 16b-3 stock option.

表 II 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)