Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/3/10 申報
- 申報編號
- 0001127602-23-009743
- 申報時間
- 2023/3/10
- 交易日
- 2023/3/8-3/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,122 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/8 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −26,018 | $141.18F4 | −$3,673,221.24 | 5,425,928 | 直接 | |
| 2023/3/8 | Common Stock | S賣出處分 | −13,982 | $141.76F5 | −$1,982,088.32 | 5,411,946 | 直接 | |
| 2023/3/9 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −11,461 | $137.25F6 | −$1,573,022.25 | 5,440,485 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −7,739 | $137.97F7 | −$1,067,749.83 | 5,432,746 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −3,896 | $139.24F8 | −$542,479.04 | 5,428,850 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −5,563 | $140.23F9 | −$780,099.49 | 5,423,287 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −9,232 | $141.30F10 | −$1,304,481.6 | 5,414,055 | 直接 | |
| 2023/3/9 | Common Stock | S賣出處分 | −2,109 | $142.26F11 | −$300,026.34 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/8 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,267,155 | 直接 | |
| 2023/3/9 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,227,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.54 to $141.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.55 to $141.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.60 to $137.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.61 to $138.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.65 to $139.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.82 to $140.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.84 to $141.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.88 to $142.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。