Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2023/3/3 申報
- 申報編號
- 0001127602-23-008679
- 申報時間
- 2023/3/3
- 交易日
- 2023/3/1-3/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,091 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/1 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/3/1 | Common Stock | S賣出處分 | −11,319 | $134.34F4 | −$1,520,594.46 | 5,440,627 | 直接 | |
| 2023/3/1 | Common Stock | S賣出處分 | −21,938 | $135.26F5 | −$2,967,333.88 | 5,418,689 | 直接 | |
| 2023/3/1 | Common Stock | S賣出處分 | −5,593 | $136.17F6 | −$761,598.81 | 5,413,096 | 直接 | |
| 2023/3/1 | Common Stock | S賣出處分 | −1,150 | $137.03F7 | −$157,584.5 | 5,411,946 | 直接 | |
| 2023/3/2 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −8,700 | $136.44F8 | −$1,187,028 | 5,443,246 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −17,541 | $137.42F9 | −$2,410,484.22 | 5,425,705 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −13,659 | $138.27F10 | −$1,888,629.93 | 5,412,046 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −100 | $139.03 | −$13,903 | 5,411,946 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/1 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,347,155 | 直接 | |
| 2023/3/2 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 1,307,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.79 to $134.79. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.80 to $135.79. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.81 to $136.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.82 to $137.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.88 to $136.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.89 to $137.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.90 to $138.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。